Field emission: the theoretical link between voltage loss, reduction in field enhancement factor, and Fowler-Nordheim-plot saturation

TL;DR

This paper analytically demonstrates that voltage loss in resistive field emitters causes a reduction in the field enhancement factor, contributing to Fowler-Nordheim plot saturation, and presents an integrated theory of this and other saturation effects.

Contribution

It provides an analytical derivation linking voltage loss to FEF reduction using a floating sphere model, clarifying the physics behind FN-plot saturation.

Findings

Voltage loss causes FEF reduction at emitter apex.

FEF reduction is a key cause of FN-plot saturation.

An integrated theory of voltage loss and circuit effects explains saturation phenomena.

Abstract

With a large-area field electron emitter, when an individual post-like emitter is sufficiently resistive, and current through it sufficiently large, then voltage loss occurs along it. This Letter provides a simple analytical and conceptual demonstration that this voltage loss is directly and inextricably linked to a reduction in the field enhancement factor (FEF) at the post apex. A formula relating apex-FEF reduction to this voltage loss was obtained in the paper by E. Minoux, O. Groening, K. B. K. Teo, S. H. Dalal, L. Gangloff, J.-P. Schnell, L. Hudanski, I. Y. Y. Bu., P. Vincent, P. Legagneux, G. A. J. Amaratunga, and W. I. Milne [Nano Lett. 5, 2135 (2005)], by fitting to numerical results from a Laplace solver. This Letter derives the same formula analytically, by using a "floating sphere" model. The analytical proof brings out the underlying physics more clearly, and shows that the effect is a general phenomenon, related to reduction in the magnitude of the surface charge in the most protruding parts of an emitter. Voltage-dependent FEF-reduction is one cause of "saturation" in Fowler-Nordheim plots. Another is a voltage-divider effect, due to measurement-circuit resistance. An integrated theory of both effects is presented. Both together, or either by itself, can cause saturation. Experimentally, if saturation occurs but voltage loss is small (< 20 V, say), then saturation is more probably due to FEF-reduction than voltage division. In this case, existing treatments of electrostatic interaction ("shielding") between closely spaced emitters may need modification. Other putative causes of saturation exist, so the present theory is a partial story. Its extension seems possible, and could lead to a more general physical understanding of the causes of FN-plot saturation.