Clustering genes of common evolutionary history

TL;DR

This paper evaluates clustering methods for genes with shared evolutionary history, introducing statistical tests for optimal cluster number, and demonstrates improved phylogenetic analysis accuracy.

Contribution

It systematically compares clustering methods for phylogenetic loci and introduces new statistical tests for determining the optimal number of clusters.

Findings

Branch length-aware distances perform best

Spectral clustering and Ward's method are most effective

New statistical tests outperform silhouette criterion

Abstract

Phylogenetic inference can potentially result in a more accurate tree using data from multiple loci. However, if the loci are incongruent--due to events such as incomplete lineage sorting or horizontal gene transfer--it can be misleading to infer a single tree. To address this, many previous contributions have taken a mechanistic approach, by modelling specific processes. Alternatively, one can cluster loci without assuming how these incongruencies might arise. Such "process-agnostic" approaches typically infer a tree for each locus and cluster these. There are, however, many possible combinations of tree distance and clustering methods; their comparative performance in the context of tree incongruence is largely unknown. Furthermore, because standard model selection criteria such as AIC cannot be applied to problems with a variable number of topologies, the issue of inferring the optimal number of clusters is poorly understood. Here, we perform a large-scale simulation study of phylogenetic distances and clustering methods to infer loci of common evolutionary history. We observe that the best-performing combinations are distances accounting for branch lengths followed by spectral clustering or Ward's method. We also introduce two statistical tests to infer the optimal number of clusters and show that they strongly outperform the silhouette criterion, a general-purpose heuristic. We illustrate the usefulness of the approach by (i) identifying errors in a previous phylogenetic analysis of yeast species and (ii) identifying topological incongruence among newly sequenced loci of the globeflower fly genus Chiastocheta. We release treeCl, a new program to cluster genes of common evolutionary history (http://git.io/treeCl).