Capacity Bounds for the $K$-User Gaussian Interference Channel

TL;DR

This paper introduces a novel upper-bounding technique for the $K$-user Gaussian interference channel, providing new finite SNR capacity bounds and insights into sum-rate behavior beyond degrees-of-freedom analysis.

Contribution

It develops a new upper-bounding method using genie signals and time sharing, deriving explicit bounds for any number of users and analyzing finite SNR sum-rate behavior.

Findings

New upper bounds on sum capacity for 3-user and K-user GICs.

Finite SNR sum-rate behavior differs from DoF predictions, especially for large K.

Phase offset impacts sum-rate bounds in complex GICs.

Abstract

The capacity region of the $K$-user Gaussian interference channel (GIC) is a long-standing open problem and even capacity outer bounds are little known in general. A significant progress on degrees-of-freedom (DoF) analysis, a first-order capacity approximation, for the $K$-user GIC has provided new important insights into the problem of interest in the high signal-to-noise ratio (SNR) limit. However, such capacity approximation has been observed to have some limitations in predicting the capacity at \emph{finite} SNR. In this work, we develop a new upper-bounding technique that utilizes a new type of genie signal and applies \emph{time sharing} to genie signals at $K$ receivers. Based on this technique, we derive new upper bounds on the sum capacity of the three-user GIC with constant, complex channel coefficients and then generalize to the $K$-user case to better understand sum-rate behavior at finite SNR. We also provide closed-form expressions of our upper bounds on the capacity of the $K$-user symmetric GIC easily computable for \emph{any} $K$. From the perspectives of our results, some sum-rate behavior at finite SNR is in line with the insights given by the known DoF results, while some others are not. In particular, the well-known $K/2$ DoF achievable for almost all constant real channel coefficients turns out to be not embodied as a substantial performance gain over a certain range of the cross-channel coefficient in the $K$-user symmetric real case especially for \emph{large} $K$. We further investigate the impact of phase offset between the direct-channel coefficient and the cross-channel coefficients on the sum-rate upper bound for the three-user \emph{complex} GIC. As a consequence, we aim to provide new findings that could not be predicted by the prior works on DoF of GICs.