On a spectral flow formula for the homological index

TL;DR

This paper extends spectral flow and index theory to non-Fredholm operators, providing a trace formula that generalizes known results from the Fredholm setting to more complex spectral scenarios.

Contribution

It introduces a trace formula linking the homological index to spectral flow for non-Fredholm operators, broadening the applicability of spectral flow concepts.

Findings

Derived a trace formula for non-Fredholm operators

Generalized spectral flow to non-Fredholm setting

Connected homological index with spectral flow in broader contexts

Abstract

Consider a selfadjoint unbounded operator D on a Hilbert space H and a one parameter norm continuous family of selfadjoint bounded operators {A(t)} parametrized by the real line. Then under certain conditions \cite{RS95} that include the assumption that the operators {D(t)= D+A(t)} all have discrete spectrum then the spectral flow along the path { D(t)} can be shown to be equal to the index of d/dt+D(t) when the latter is an unbounded Fredholm operator on L^2(R, H). In \cite{GLMST11} an investigation of the index=spectral flow question when the operators in the path may have some essential spectrum was started but under restrictive assumptions that rule out differential operators in general. In \cite{CGPST14a} the question of what happens when the Fredholm condition is dropped altogether was investigated. In these circumstances the Fredholm index is replaced by the Witten index. In this paper we take the investigation begun in \cite{CGPST14a} much further. We show how to generalise a formula known from the setting of the L^2 index theorem to the non-Fredholm setting. Our main theorem gives a trace formula relating the homological index of \cite{CaKa:TIH} to an integral formula that is known, for a path of selfadjoint Fredholms with compact resolvent and with unitarily equivalent endpoints, to compute spectral flow. Our formula however, applies to paths of selfadjoint non-Fredholm operators. We interpret this as indicating there is a generalisation of spectral flow to the non-Fredholm setting.