Algebraic synchronization criterion and computing reset words

TL;DR

This paper introduces an algebraic method to derive upper bounds on reset thresholds of automata, improving existing bounds and proving the Černý conjecture for certain automata classes, with polynomial-time algorithms for computing reset words.

Contribution

It refines algebraic techniques to establish new upper bounds on reset thresholds and proves the Černý conjecture for automata with small rank letters.

Findings

Improved upper bound for reset thresholds of prefix codes: O(n log^3 n)

Expected reset threshold of random binary automata: O(n log n)

Probability of Černý conjecture failure in random automata is exponentially small

Abstract

We refine a uniform algebraic approach for deriving upper bounds on reset thresholds of synchronizing automata. We express the condition that an automaton is synchronizing in terms of linear algebra, and obtain upper bounds for the reset thresholds of automata with a short word of a small rank. The results are applied to make several improvements in the area. We improve the best general upper bound for reset thresholds of finite prefix codes (Huffman codes): we show that an $n$-state synchronizing decoder has a reset word of length at most $O(n \log^3 n)$. In addition to that, we prove that the expected reset threshold of a uniformly random synchronizing binary $n$-state decoder is at most $O(n \log n)$. We also show that for any non-unary alphabet there exist decoders whose reset threshold is in $\varTheta(n)$. We prove the \v{C}ern\'{y} conjecture for $n$-state automata with a letter of rank at most $\sqrt[3]{6n-6}$. In another corollary, based on the recent results of Nicaud, we show that the probability that the \v{C}ern\'y conjecture does not hold for a random synchronizing binary automaton is exponentially small in terms of the number of states, and also that the expected value of the reset threshold of an $n$-state random synchronizing binary automaton is at most $n^{3/2+o(1)}$. Moreover, reset words of lengths within all of our bounds are computable in polynomial time. We present suitable algorithms for this task for various classes of automata, such as (quasi-)one-cluster and (quasi-)Eulerian automata, for which our results can be applied.