Ab-initio studies on the phonons of BaTiO3 polytypes: pressure dependences with a hybrid functional

TL;DR

This study uses first-principles calculations to analyze how phonon modes in BaTiO3 polytypes respond to pressure, revealing insights into phase transitions, mode softening, and re-entrant ferroelectricity.

Contribution

It provides the first comprehensive pressure-dependent phonon analysis of BaTiO3 polytypes using hybrid functionals, elucidating phase stability and mode behaviors under high pressure.

Findings

Pressure induces mode softening and phase transitions in BaTiO3 polytypes.

Re-entrant ferroelectricity occurs at high pressures in certain phases.

High-pressure phases show distinct phonon instability patterns.

Abstract

We report the first principles investigations on the phonons of three polytypes of BaTiO3 (BTO): paraelectric (PE) cubic Pm-3m and two ferroelectric (FE) phases, tetragonal P4mm and rhombohedral R3m. The phonon frequencies calculated using various exchange-correlation functionals, including density functional theory, Hartree-Fock approximation, and their hybrids were reviewed. The pressure-induced interplays between the modes form individual phases were explored by calculating the phonon modes as a function of pressure, P from -15 to 230 GPa. The pressure-sensitive modes of the FE phases showed softening and converged to the modes of the PE phase at pressures below ~ 10 GPa. These results on the FE phases can be interpreted as phonon-precursors for a change in symmetry from low- to high-symmetry and partly as a theoretical explanation for the pressure-induced mode-coupling behaviors reported by Sood et al. [Phys. Rev. B 51, 8892 (1995)]. As pressure is applied further beyond ~ 50 GPa to the cubic PE phase, the lowest F1u mode softens again and diverges into two separate modes of tetragonal FE P4mm at above ~ 150 GPa. These phonon-branching behaviors at high pressures provide a clear re-confirmation of the re-entrant ferroelectricity predicted in [Phys. Rev. Lett. 95, 196804 (2005); Phys. Rev. B 74, 180101 (2006); ibid. 85, 054108 (2012)]. The high-pressure-re-entrant FE polarization was not found in the rhombohedral structure. Instead, the centosymmetric R-3m phase was favored at above ~ 30 GPa. The phonon modes calculated for the phonon-propagation vectors in the high-symmetry directions show that the Pm-3m phase exhibits polar instability at the \Gamma point and non-polar instability at the X, M, and R points under high pressure.