Some Problems in Automata Theory Which Depend on the Models of Set Theory

TL;DR

This paper demonstrates that certain fundamental questions about automata reading infinite words depend on the models of set theory ZFC, revealing independence results and complex decision problem classifications.

Contribution

It shows that the cardinality of automata language complements can vary across models of ZFC, indicating independence from standard set-theoretic axioms and revealing high complexity of related decision problems.

Findings

Existence of automata with cardinality of complements independent of ZFC

The continuum hypothesis may not hold for certain automata language complements

Decision problems are located at the third level of the analytical hierarchy

Abstract

We prove that some fairly basic questions on automata reading infinite words depend on the models of the axiomatic system ZFC. It is known that there are only three possibilities for the cardinality of the complement of an omega-language $L(A)$ accepted by a B\"uchi 1-counter automaton $A$. We prove the following surprising result: there exists a 1-counter B\"uchi automaton $A$ such that the cardinality of the complement $L(A)^-$ of the omega-language $L(A)$ is not determined by ZFC: (1). There is a model $V_1$ of ZFC in which $L(A)^-$ is countable. (2). There is a model $V_2$ of ZFC in which $L(A)^-$ has cardinal $2^{\aleph_0}$. (3). There is a model $V_3$ of ZFC in which $L(A)^-$ has cardinal $\aleph_1$ with $\aleph_0<\aleph_1<2^{\aleph_0}$. We prove a very similar result for the complement of an infinitary rational relation accepted by a 2-tape B\"uchi automaton $B$. As a corollary, this proves that the Continuum Hypothesis may be not satisfied for complements of 1-counter omega-languages and for complements of infinitary rational relations accepted by 2-tape B\"uchi automata. We infer from the proof of the above results that basic decision problems about 1-counter omega-languages or infinitary rational relations are actually located at the third level of the analytical hierarchy. In particular, the problem to determine whether the complement of a 1-counter omega-language (respectively, infinitary rational relation) is countable is in $\Sigma_3^1 \setminus (\Pi_2^1 \cup \Sigma_2^1)$. This is rather surprising if compared to the fact that it is decidable whether an infinitary rational relation is countable (respectively, uncountable).