Influence of Internal Fields on the Electronic Structure in Self-Assembled InAs/GaAs Quantum Dots

TL;DR

This study uses atomistic simulations to analyze how internal electrostatic fields from various sources affect the electronic structure of InAs/GaAs quantum dots with different shapes, revealing significant piezoelectric contributions.

Contribution

It introduces a comprehensive atomistic modeling approach incorporating multiple piezoelectric polarization models and realistic substrate layers to study internal fields in quantum dots.

Findings

Internal fields cause energy level shifts and anisotropy.

Piezoelectric effects significantly influence the electrostatic fields.

Full 3D atomistic modeling is essential for accurate results.

Abstract

Built-in electrostatic fields in Zincblende quantum dots originate mainly from - (1) the fundamental crystal atomicity and the interfaces between two dissimilar materials, (2) the strain relaxation, and (3) the piezoelectric polarization. In this paper, using the atomistic NEMO 3-D simulator, we study the origin and nature of the internal fields in InAs/GaAs quantum dots with three different geometries, namely, box, dome, and pyramid. We then calculate and delineate the impact of the internal fields in the one-particle electronic states in terms of shift in the conduction band energy states, anisotropy and non-degeneracy in the P level, and formation of mixed excited bound states. Models and approaches used in this study are as follow: (1) Valence force field (VFF) with strain-dependent Keating potentials for atomistic strain relaxation; (2) 20-band nearest-neighbor sp3d5s* tight-binding model for the calculation of single-particle energy states; and (3) For piezoelectricity, for the first time within the framework of sp3d5s* tight-binding theory, four different recently-proposed polarization models (linear and non-linear) have been considered in conjunction with an atomistic 3-D Poisson solver that also takes into account the image charge effects. Specifically, in contrast to recent studies on similar quantum dots, our calculations yield a non-vanishing net piezoelectric contribution to the built-in electrostatic field. Demonstrated also is the importance of full three-dimensional (3-D) atomistic material representation and the need for using realistically-extended substrate and cap layers (systems containing ~2 million atoms) in the numerical modeling of these reduced-dimensional quantum dots.