Boundary problem for Levi flat graphs
Pierre Dolbeault, Giuseppe Tomassini, Dmitri Zaitsev

TL;DR
This paper proves that for a specific class of boundary graphs over convex domains in complex space, the Levi-flat hypersurface they bound is necessarily smooth and non-singular, extending previous general conditions.
Contribution
It establishes that when the boundary is a graph over a strongly convex domain, the Levi-flat hypersurface is also a smooth graph, ensuring non-singularity in this case.
Findings
Levi-flat hypersurface is a smooth graph over the domain
Hypersurface is necessarily non-singular
Extends previous conditions to specific boundary graphs
Abstract
In an earlier paper the authors provided general conditions on a real codimension 2 submanifold , , such that there exists a possibly singular Levi-flat hypersurface bounded by . In this paper we consider the case when is a graph of a smooth function over the boundary of a bounded strongly convex domain and show that in this case is necessarily a graph of a smooth function over . In particular, is non-singular.
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Taxonomy
TopicsGeometric Analysis and Curvature Flows · Geometric and Algebraic Topology · Geometry and complex manifolds
Boundary problem for Levi flat graphs
Pierre Dolbeault, Giuseppe Tomassini* and Dmitri Zaitsev
Giuseppe Tomassini: Scuola Normale Superiore, Piazza dei Cavalieri 7, 56126 Pisa, ITALY
Pierre Dolbeault: Institut de Mathématiques de Jussieu, Université Pierre et Marie Curie, 175 rue du Chevaleret, 75013 Paris, FRANCE
Dmitri Zaitsev: School of Mathematics, Trinity College Dublin, Dublin 2, Ireland
Abstract.
In [DTZ2] the authors provided general conditions on a real codimension submanifold , , such that there exists a possibly singular Levi-flat hypersurface bounded by .
In this paper we consider the case when is a graph of a smooth function over the boundary of a bounded strongly convex domain and show that in this case is necessarily a graph of a smooth function over . In particular, is non-singular.
*∗*Supported by the project MIUR ”Geometric Properties of Real and Complex Manifolds”.
*∗∗*Supported in part by the Science Foundation Ireland grant 06/RFP/MAT018.
1. Introduction
The problem of finding a Levi-flat hypersurface with prescribed boundary (the complex analogue of the real Plateau’s problem), has been extensively studied for (cf. [Bi, BeG, BeK, Kr, CS, Sh, SlT, ShT]). In [DTZ2] (announced in [DTZ1]) we addressed this problem for , where the situation is substantially different. In contrast to the case , for the boundary has to satisfy certain compatibility conditions. Assuming those necessary conditions as well as the existence of complex points, their ellipticity and non-existence of complex subvarieties in , we have constructed in [DTZ2] a (unique but possibly singular) solution to the above problem. An example was also provided in [DTZ2] showing that one may not always expect a smooth solution in general.
The purpose of this paper is to show that the solution is smooth if the given boundary has certain “graph form”. More precisely, in the coordinates , we assume that is the graph of a smooth function , where is the smooth boundary of a strongly convex bounded domain in and satisfies the assumptions of [DTZ2] mentioned above. Let be the solution given by these theorems. Recall that it is obtained as a projection to of a Levi-flat subvariety with negligible singularities in . Let be the projections of the complex points of . Using a theorem of Shcherbina on the polynomial envelope of a graph in (cf. [Sh]) we here prove (cf. Theorem 3.1) that
- i)
the solution is the graph of a Lipschitz function with which is smooth on ;
- ii)
is a Levi flat hypersurface in .
The regularity of at and remains an interesting open problem closely related to the work of Kenig and Webster [KW1, KW2].
2. Preliminaries
In this section we collect some facts that will be used in the sequel.
2.1. Remarks about Harvey-Lawson theorem
Let be a strongly pseudoconvex bounded domain in , , with boundary , a compact connected maximally complex -submanifold with . Then, in view of the theorem of Harvey and Lawson in [HL1, Theorem 10.4] (see also [HL2]), is the boundary of a uniquely determined relatively compact subset such that: is a complex analytic subset of with finitely many singularities of pure dimension and, near , is a -dimensional complex manifold with boundary. We refer to as the solution of the boundary problem corresponding to . A simple consequence is the following:
Lemma 2.1**.**
Let be as above and , connected, maximally complex -submanifolds of . Let , be the corresponding solutions of the boundary problem. If , and , then .
**Proof. **Suppose . Then implies . Since is an analytic subset of , its closure must intersect and hence also , which contradicts the assumption.
2.2. Known results
First, we have the following: a real -codimensional submanifold of , , which locally bounds a Levi flat hypersurface must be nowhere minimal near a CR point, i.e. all local CR orbits must be of positive codimension (cf. [DTZ2, Section 2]). If is a complex point, consider local holomorphic coordinates , vanishing at , such that is locally given by the equation
[TABLE]
where is a complex valued quadratic form in the real coordinates . Observing that not all quadratic forms can appear when bounds a Levi flat hypersurface one comes to the condition that must be flat, i.e. in suitable coordinates. A natural stronger condition is that of ellipticity which means by definition that for every in suitable coordinates.
Assume that:
- (1)
is compact, connected and nowhere minimal at its CR points; 2. (2)
has at least one complex point and every such point of is flat and elliptic; 3. (3)
does not contain complex manifold of dimension .
Then in [DTZ2, Proposition 3.1] it was proved that
- a)
is diffeomorphic to the unit sphere with two complex points ;
- b)
the CR orbits of are topological -spheres that can be represented as level sets of a smooth function , inducing on a foliation of class with -codimensional compact leaves.
Next, by applying a parameter version of Harvey-Lawson’s theorem [HL1, Theorem 8.1], we obtained in [DTZ2, Theorem 1.3] a solution to the boundary problem as follows:
Theorem 2.2**.**
Let , satisfy the above conditions. Then there exist a smooth submanifold and a Levi flat -subvariety in (i.e. is Levi flat in ) such that in the sense of currents and the natural projection restricts to a diffeomorphism between and .
As for the singularities of we have the following results [DTZ2, Theorems 1.4]:
Theorem 2.3**.**
The Levi-flat -subvariety can be chosen with the following properties:
- (i)
* has two complex points and with for ; every other slice with , intersects transversally along a submanifold diffeomorphic to a sphere that bounds (in the sense of currents) the (possibly singular) irreducible complex-analytic hypersurface ;* 2. (ii)
the singular set is the union of and a closed subset of of Hausdorff dimension at most ; moreover each slice is of Hausdorff dimension at most ; 3. (iii)
there exists a closed subset of Hausdorff -dimensional measure zero such that away from , is a smooth submanifold with boundary near ; moreover can be chosen such that each slice is of Hausdorff -dimensional measure zero.
3. The case of graph
From now on we assume that , , is a graph. Consider with complex coordinates and where , , . We also write {\mathbb{C}}^{n}=\big{(}{\mathbb{C}}^{n-1}_{z}\times{\mathbb{R}}_{u}\big{)}\times i{\mathbb{R}}_{v}. Accordingly, a point of will be denoted by .
Let be a bounded strongly convex domain of with smooth boundary . By strong convexity here we mean that the second fundamental form of the boundary of is everywhere positive definite. In particular, is a strongly pseudoconvex domain in .
Let be a smooth function, and the graph of . We assume that satisfies the conditions of [DTZ2, Theorem 1.3] and denote the natural projections of the complex points of , respectively.
Our goal is to prove the following:
Theorem 3.1**.**
Let be the projections of the complex points of , respectively. Then, there exists a Lipschitz function which is smooth on and such that and is a Levi flat hypersurface of . Moreover, each complex leaf of is the graph of a holomorphic function where is a domain with smooth boundary (that depends on the leaf) and is smooth on .
The natural candidate to be the graph of is \pi\big{(}\widetilde{M}\big{)} where and are as in Theorem 2.2. We prove that this is the case proceeding in several steps.
3.1. Behaviour near
Set , and such that
[TABLE]
where is the ball .
Let be a CR-orbit of the foliation of . Then, is a compact maximally complex -dimensional real submanifold of , which is contained in the boundary of the strongly pseudoconvex domain of . Let be the solution to the boundary problem corresponding to , i.e. the complex-analytic subvariety of bounded by . We refer to as the leaf bounded by . From Theorems 2.2 and 2.3 it follows that is obtained as projection , where for suitable . In particular, if denotes , defines a biholomorphism and .
Now let and be two distinct CR orbits of the foliation of , and let , be the corresponding leaves bounded by them. Then , do not intersect by Lemma 2.1.
Remark 3.1**.**
In the previous discussion, we only employed the fact that is a strongly pseudoconvex domain and is contained in its boundary, without regarding the graph nature of . It can happen that the leaves have isolated singularities. We shall show that this cannot happen in our case.
Lemma 3.2**.**
Let be a CR point. Then, near , is the graph of a function on a domain , which is smooth up to the boundary of .
**Proof. **Near , is foliated by local CR orbits. As a consequence of Theorem 2.2, each local CR orbit extends to a compact global CR orbit that bounds a complex codimension subvariety . Furthermore, near , each is smooth and can be represented as the graph of a CR function over a strongly pseudoconvex hypersurface and as the graph of the local holomorphic extension of this function. It follows from the Hopf Lemma that is transversal to the strongly pseudoconvex hypersurface near . Hence the family of near forms a smooth real hypersurface with boundary on that can be seen as the graph of a smooth function from a relative open neighbourhood of in into . Finally, Lemma 2.1 guarantees that this family does not intersect any other leaf from . This completes the proof.
Corollary 3.3**.**
If is a CR point, each complex leaf of , near , is the graph of a holomorphic function on a domain , which is smooth up to the boundary of .
**Proof. **Since is the graph of a smooth function near , its tangent space at every point near is transversal to . Hence the complex tangent space of at every point near is transversal to . Since the tangent spaces of the complex leaves of coincide with the complex tangent spaces of , it follows that each leaf projects immersively to and the conclusion follows.
3.2. is the graph of a Lipschitz function.
Assume as before that is strongly convex. We have the following
Proposition 3.4**.**
* is the graph of a Lipschitz function .*
**Proof. **We fix a nonzero vector and for a given point denote by the complex line through in the direction of . Furthermore, we set
[TABLE]
Then is contained in the strongly convex cylinder
[TABLE]
over and it is the graph of .
Since , in view of the main theorem of [Sh], the polynomial hull of is a continuous graph over . Consider and set
[TABLE]
Since is a union of irreducible analytic subvarieties of codimension in with boundary in the graph , each intersection is the union of a family of -dimensional analytic subsets. Clearly, the boundary of a connected component of any such analytic set is contained in . It follows that is contained in the polynomial hull of . In view of the main theorem of Shcherbina [Sh], is a graph over , foliated by analytic discs, so is a graph over a subset of .
On the other hand, every analytic disc of has its boundary on . Since all elliptic complex points are isolated, the boundary of contains a CR point of . In view of Lemma 3.2, near , is also a graph over . Thus, near , we must have . In particular, near , is contained in , and therefore in a leaf of . Since is a closed analytic subset in , the whole disc is contained in and hence in . Moreover, thus we conclude that . Therefore, every analytic disc of is contained in , consequently and coincide. It follows that is the graph of a function .
Let us prove that is a continuous function. Choose and a complex line as before. Consider a neighborhood of in . For , let be the translated of which passes through . With the notation corresponding to the one employed above, we can state the following. For a small enough neighborhood of in , let be the polynomial hull of in , and let
[TABLE]
then is the graph of a continuous function. Indeed let be a point in , and let be a sequence of points such that . Then, obviously, the sets converge to the set in the Hausdorff metric as . Moreover, it is also clear that for . Then, by [Sh, Lemma 2.4] it follows that as . Since every is a continuous graph, this allows to prove easily that is a continuous graph as a whole.
Thus, is continuous on , whence on in view of Lemma 3.2. Continuity at is proved as follows. Let let be a sequence of points which converges to . Each point \big{(}a_{m},f(a_{m})\big{)} belongs to a complex leaf of which is bounded by a compact CR orbit of the foliation of (cf. Section 2). By the maximum principle, for every there exists a point in such that
[TABLE]
We claim that
[TABLE]
as . If not there exists an open centered at such that for all . It follows that
[TABLE]
for all and
[TABLE]
for . This violates the Kontinuitätsatz since is a domain of holomorphy.
Continuity at is proved in a similar way.
Thus is continuous on and smooth near .
In order to show that is Lipschitz we now observe that, as it is easily proved, is a weak solution of the Levi-Monge-Ampère operator defined in [SlT] with smooth boundary value, so, in view of [SlT, Theorems 2.4, 4.4, 4.6], it is Lipschitz. This concludes the proof of Proposition 3.4.
Remark 3.2**.**
is the envelope of holomorphy of .
3.3. Regularity.
In order to prove that is a smooth manifold with boundary we need the following:
Lemma 3.5**.**
Let be a domain in , , a continuous function. Let be a germ of complex analytic set of codimension . Then is a germ of a complex manifold, which is a graph over .
**Proof. **The idea of the proof (here is slightly modified) is due to Jean-Marie Lion cfr. [L].
Let us denote by the complex coordinates in . We may suppose that is a germ at [math]. Let be a non identically vanishing germ of holomorphic function such that . Let be the disc . Then, for , we have either or . The latter is not possible since is not contained in any graph over . It follows that , i.e. is -regular. Let us denote by the projection . Then, by the local parametrization theorem for analytic sets there exists such that
- •
for some neighborhood of [math] in , there exists an analytic set such that is a manifold;
- •
is a -sheeted covering.
We claim that the covering is trivial. Otherwise, there would exist a closed loop whose lift to is not closed. We extend to by periodicity and extend to as lift of . Define , . Since is continuous and bounded, there exists such that . But then since by the assumption, . Hence , a contradiction with the assumption that is not closed.
Since is a trivial covering, we may define holomorphic functions such that is a union of the graphs of the ’s. By Riemann’s extension theorem, the functions extend as holomorphic functions . The desired conclusion will follow from the fact that all the coincide. Indeed, suppose, by contradiction, ; then for some disc centered at [math] we have and then, after shrinking , vanishes only at [math]. But, by virtue of the hypothesis, , when restricted to . The latter is not possible since is holomorphic and thus an open map (whose image must include a segment of the imaginary axis).
Proof of Theorem 3.1. Consider the foliation on given by the level sets of the smooth function as in Section 2 and set for . Let be the complex leaf of bounded by and denote the natural projection. We have:
- •
by Proposition 3.4, is the graph of a continuous function over and by Lemma 3.5, each leaf is a complex hypersurface and is a submersion.
- •
Since is strongly convex, an argument completely analogous to that of [Sh, Lemma 3.2] shows that is one-to-one, then, by Corollary 3.3, sends onto a domain with smooth boundary.
If
- \pi_{u}:\big{(}{\mathbb{C}}^{n-1}_{z}\times{\mathbb{R}}_{u}\big{)}\times i{\mathbb{R}}_{v}\to{\mathbb{R}}_{u},
- \pi_{v}:\big{(}{\mathbb{C}}^{n-1}_{z}\times{\mathbb{R}}_{u}\big{)}\times i{\mathbb{R}}_{v}\to{\mathbb{R}}_{v}
denote the natural projections then and , where and are smooth functions in . Furthermore, the boundary and , depend smoothly on for . The latter property means that one has a local parametrization of smoothly depending on and such that the functions , also depend smoothly on when composed with this parametrization. It follows that
- •
if , then is varying in , so is the holomorphic extension to of . In particular, and are smooth functions in , e.g. as a consequence of the Martinelli-Bochner formula.
- •
The derivative is defined and harmonic in for each , and has a smooth extension to the boundary . Moreover, it follows from Lemma 3.2 and Corollary 3.3 that does not vanish on . Since the CR orbits are connected in view of Theorem 2.2, the boundary is also connected and hence has constant sign on . Then, by the maximum principle, has constant sign in and, in particular, does not vanish. The latter implies the is the graph of a smooth function over , which extends smoothly to .
- •
It furthermore follows from Proposition 3.4 that is the graph of a Lipschitz function over . This completes the proof of Theorem 3.1.
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