
TL;DR
This paper investigates the properties of h-homogeneity in zero-dimensional spaces, demonstrating its productivity, existence of non-trivial products, and conditions under which infinite powers are h-homogeneous, thus advancing the understanding of zero-dimensional topology.
Contribution
It generalizes previous results on h-homogeneity, proves its productivity in zero-dimensional spaces, and relates key open questions to new partial answers.
Findings
h-homogeneity is productive in zero-dimensional spaces
Existence of non-empty zero-dimensional Y such that X×Y is h-homogeneous
Infinite powers of spaces with dense isolated points are h-homogeneous
Abstract
Building on work of Terada, we prove that h-homogeneity is productive in the class of zero-dimensional spaces. Then, by generalizing a result of Motorov, we show that for every non-empty zero-dimensional space there exists a non-empty zero-dimensional space such that is h-homogeneous. Also, we simultaneously generalize results of Motorov and Terada by showing that if is a space such that the isolated points are dense then is h-homogeneous for every infinite cardinal . Finally, we show that a question of Terada (whether is h-homogeneous for every zero-dimensional first-countable ) is equivalent to a question of Motorov (whether such an infinite power is always divisible by 2) and give some partial answers.
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TopicsAdvanced Topology and Set Theory · Mathematical and Theoretical Analysis · Computability, Logic, AI Algorithms
Products and h-homogeneity
Andrea Medini
University of Wisconsin-Madison Mathematics Dept.
(Date: July 13, 2010)
Abstract.
Building on work of Terada, we prove that h-homogeneity is productive in the class of zero-dimensional spaces. Then, by generalizing a result of Motorov, we show that for every non-empty zero-dimensional space there exists a non-empty zero-dimensional space such that is h-homogeneous. Also, we simultaneously generalize results of Motorov and Terada by showing that if is a space such that the isolated points are dense then is h-homogeneous for every infinite cardinal . Finally, we show that a question of Terada (whether is h-homogeneous for every zero-dimensional first-countable ) is equivalent to a question of Motorov (whether such an infinite power is always divisible by ) and give some partial answers.
All spaces in this paper are assumed to be Tychonoff. It is easy to see that every zero-dimensional space is Tychonoff. For all undefined topological notions, see [7]. For all undefined Boolean algebraic notions, see [9]. Recall that a subset of a space is clopen if it is closed and open.
Definition 1**.**
A space is h-homogeneous (or strongly homogeneous) if all non-empty clopen subsets of are homeomorphic to each other.
The Cantor set, the rationals and the irrationals are examples of h-homogeneous spaces. Every connected space is h-homogeneous. A finite space is h-homogeneous if and only if it has size at most . The concept of h-homogeneity has been studied (mostly in the zero-dimensional case) by several authors: see [10] for an extensive list of references.
We will denote by the Boolean algebra of the clopen subsets of . Recall that a Boolean algebra is homogeneous if is isomorphic to for every non-zero , where denotes the relative algebra . If is h-homogeneous then is homogeneous; the converse holds if is compact and zero-dimensional (see the remarks following Definition 9.12 in [9]).
1. The productivity of h-homogeneity
In [20], the productivity of h-homogeneity is stated as an open problem (see also [10] and [11]), and it is shown that the product of zero-dimensional h-homogeneous spaces is h-homogeneous provided it is compact or non-pseudocompact (see Theorem 3.3 in [20]). The following theorem, proved by Terada under the additional assumption that is zero-dimensional (see Theorem 2.4 in [20]), is the key ingredient in the proof. Recall that a collection consisting of non-empty open subsets of a space is a -base if for every non-empty open subset of there exists such that .
Theorem 2** (Terada).**
Assume that is non-pseudocompact. If has a -base consisting of clopen sets that are homeomorphic to then is h-homogeneous.
The proof of Theorem 2 uses the fact that a zero-dimensional non-pseudocompact space can be written as the disjoint union of infinitely many of its non-empty clopen subsets (the converse is also true, trivially). However, that is the only consequence of zero-dimensionality that is actually used (see Appendix A). Therefore such assumption is redundant by the following lemma, whose proof we leave to the reader.
Lemma 3**.**
Assume that is non-pseudocompact. If has a -base consisting of clopen sets then can be written as the disjoint union of infinitely many of its non-empty clopen subsets.
Using Theorem 2 one can easily prove the following.
Theorem 4** (Terada).**
Assume that is non-pseudocompact. If is h-homogeneous and it has a -base consisting of clopen sets for every then is h-homogeneous.
For proofs of the following basic facts about , see Section 11 in [12]. Given any open subset of , define . It is easy to see that is the biggest open subset of such that its intersection with is . If is a clopen subset of then , hence is clopen in . Furthermore, the collection is a base for .
Remark*.*
It is not true that is zero-dimensional whenever is zero-dimensional (see Example 6.2.20 in [7] or Example 3.39 in [22]). If is zero-dimensional then is called strongly zero-dimensional.
We will need the following theorem (see Theorem 8.25 in [22]); see also Exercise 3.12.20(d) in [7]. Recall that a subspace of is -embedded in if every bounded continuous function admits a continuous extension to .
Theorem 5** (Glicksberg).**
Assume that is pseudocompact. Then is -embedded in .
Remark*.*
The reverse implication is also true, under the additional assumption that is infinite for every . Such assumption is clearly not needed in the above statement (see Proposition 8.2 in [22]).
Proposition 6**.**
Assume that is pseudocompact. If is a clopen subset of then can be written as the union of finitely many open rectangles.
Proof.
It follows from Theorem 5 that is -embedded in . By the universal property of the Čech-Stone compactification (see Corollary 3.6.3 in [7]), there exists a homeomorphism such that whenever .
Let be a clopen subset of . Since is a base for and is a base for , the collection
[TABLE]
is a base for . Therefore is a base for , hence we can write for some by compactness.
Finally, if we let for each , we get
[TABLE]
that concludes the proof. ∎
Lemma 7**.**
Assume that is a clopen subset of that can be written as the union of finitely many rectangles. Then can be written as the union of finitely many pairwise disjoint clopen rectangles.
Proof.
For every , let be the corresponding vertical cross-section. For every , let be the corresponding horizontal cross-section. Since is clopen, each cross-section is clopen.
Let be the Boolean subalgebra of generated by . Since is finite, it must be atomic. Let be the atoms of . Similarly, let be the Boolean subalgebra of generated by , and let be the atoms of .
Observe that the rectangles are clopen and pairwise disjoint. Furthermore, given any , either or . Hence is the union of a (finite) collection of such rectangles. ∎
Proposition 8**.**
Assume that is pseudocompact. If is h-homogeneous and is h-homogeneous then is h-homogeneous.
Proof.
Assume that and are h-homogeneous. If and are both connected then is connected. So assume without loss of generality that is not connected. Since is also h-homogeneous, it follows that whenever . Therefore whenever .
Now let be a non-empty clopen subset of . By Proposition 6 and Lemma 7, we can write as the disjoint union of finitely many, say , non-empty clopen rectangles. By the h-homogeneity of and , each such rectangle is homeomorphic to . Therefore . ∎
Corollary 9**.**
Assume that is pseudocompact. If each is h-homogeneous then is h-homogeneous.
An obvious modification of the proof of Proposition 6 yields the following.
Proposition 10**.**
Assume that is pseudocompact. If is a clopen subset of then can be written as the union of finitely many open rectangles.
Corollary 11**.**
Assume that is pseudocompact. If is a clopen subset of then depends on finitely many coordinates.
Remark*.*
The zero-dimensional case of Corollary 11 is a trivial consequence of a result by Broverman (see Theorem 2.6 in [2]).
Theorem 12**.**
Assume that is pseudocompact. If is h-homogeneous for every then is h-homogeneous.
Proof.
Assume that each is h-homogeneous. Let be a non-empty clopen subset of . By Corollary 11, there exists a finite subset of such that is homeomorphic to , where is a non-empty clopen subset of . But is h-homogeneous by Corollary 9, so . Hence . ∎
Theorem 13**.**
If is h-homogeneous and it has a -base consisting of clopen sets for every then is h-homogeneous.
Proof.
If is pseudocompact, apply Theorem 12; if is non-pseudocompact, apply Theorem 4. ∎
Corollary 14**.**
If is h-homogeneous and zero-dimensional for every then is h-homogeneous.
Question*.*
Can the zero-dimensionality requirement be dropped in Corollary 14?
2. Some applications
The compact case of the following result was essentially proved by Motorov (see Theorem 0.2(9) in [16] and Theorem 2 in [15]).
Theorem 15**.**
Assume that has a -base consisting of clopen sets. Then is h-homogeneous for every infinite cardinal .
Proof.
One can easily check that has a -base consisting of clopen sets that are homeomorphic to . Therefore, if is non-pseudocompact, the result follows from Theorem 2.
On the other hand, an analysis of Motorov’s proof shows that the only consequence of the compactness of that is used is the fact that clopen sets in depend on finitely many coordinates. Therefore the same proof works if is pseudocompact by Corollary 11. We reproduce such proof for the convenience of the reader.
Assume that is pseudocompact and let be a non-empty clopen subset of . The fact that depends on finitely many coordinates implies that . So it will be enough to show that .
Let be a clopen subset of that is homeomorphic to . Let and . Observe that and that . So
[TABLE]
that concludes the proof. ∎
Remark*.*
In [15] and [16], Motorov asked whether the can be dropped in the definition of . This is certainly true if is non-pseudocompact, but we do not know the answer in general. Observe that if the answer were ‘yes’ then Theorem 18 would become an immediate corollary of Theorem 15.
Corollary 16**.**
For every non-empty zero-dimensional space there exists a non-empty zero-dimensional space such that is h-homogeneous. Furthermore, if is compact, then can be chosen to be compact.
Question*.*
Is it true that for every non-empty space there exists a non-empty space such that is h-homogeneous? If is compact, can be chosen to be compact?
Remark*.*
In [21], using a very brief and elegant argument, Uspenskiĭ proved that for every non-empty space there exists a non-empty space such that is homogeneous (in the sense of Definition 19). However, it is not true that can be chosen to be compact whenever is compact: Motorov proved that the closure in the plane of is not the retract of any compact homogeneous space (see Section 3 in [1] for a proof).
The following was proved by Matveev (see Proposition 3 in [10]) under the additional assumption that is zero-dimensional, even though such assumption is not actually used in the proof (see Appendix A). Recall that a sequence of subsets of a space converges to a point if for every neighborhood of there exists such that for each .
Proposition 17** (Matveev).**
Assume that has a -base consisting of clopen sets that are homeomorphic to . If there exists a sequence of non-empty open subsets of that converges to a point then is h-homogeneous.
The case of the following result is an easy consequence of Proposition 17. Motorov first proved it under the additional assumption that is a zero-dimensional first-countable compact space (see Theorem 0.2(2) in [16] and Theorem 1 in [15]). Terada proved it for an arbitrary infinite , under the additional assumption that is zero-dimensional and non-pseudocompact (see Corollary 3.2 in [20]).
Theorem 18**.**
Assume that is a space such that the isolated points are dense. Then is h-homogeneous for every infinite cardinal .
Proof.
We will show that is h-homogeneous and it has a -base consisting of clopen sets. Since for every infinite cardinal , an application of Theorem 13 will conclude the proof.
Let be the set of isolated points of and let be the set of finite partial functions from to . Given , define . Now fix and let be the constant function with value . It is easy to see that is a sequence of open sets in that converges to . Furthermore is a -base for consisting of clopen sets that are homeomorphic to . So is h-homogeneous by Proposition 17. ∎
3. Infinite powers of zero-dimensional first-countable spaces
Definition 19**.**
A space is homogeneous if for every there exists a homeomorphism such that .
It is well-known (and easy to prove) that every zero-dimensional first-countable h-homogeneous space is homogeneous. As announced by Motorov (see Theorem 0.1 in [16]), the converse holds for zero-dimensional first-countable compact spaces of uncountable cellularity (see Theorem 2.5 in [8] for a proof). In [3], Van Douwen constructed a zero-dimensional first-countable compact homogeneous space that is not h-homogeneous (actually, has no proper subspaces that are homeomorphic to ). In [17], using similar techniques, Motorov constructed a zero-dimensional first-countable compact homogeneous space that is not divisible by (in the sense of Definition 21); see also Theorem 7.7 in [13].
In [20], Terada asked whether is h-homogeneous for every zero-dimensional first-countable . In [4], the following remarkable theorem is proved.
Theorem 20** (Dow and Pearl).**
If is a zero-dimensional first-countable space then is homogeneous.
However, Terada’s question remains open. In [15] and [16], Motorov asks whether such an infinite power is always divisible by . Using Theorem 20, we will show that the two questions are equivalent: actually even weaker conditions suffice (see Proposition 24).
Definition 21**.**
A space is a factor of (or is divisible by ) if there exists such that . If then is a strong factor of (or is strongly divisible by ).
We will use the following lemma freely in the rest of this section.
Lemma 22**.**
The following are equivalent.
- (1)
* is a factor of .* 2. (2)
* is a strong factor of .* 3. (3)
* is a strong factor of .*
Proof.
The implications and are clear.
Assume 1. Then there exists such that , hence
[TABLE]
Since multiplication by or by does not change the right-hand side, it follows that 2 and 3 hold. ∎
Lemma 23**.**
Assume that is a non-empty zero-dimensional first-countable space. Then is h-homogeneous and .
Proof.
Recall that and let be the constant function with value [math]. For each , define
[TABLE]
Observe that is a local base for at consisting of clopen sets that are homeomorphic to . But is homogeneous by Theorem 20, therefore it has such a local base at every point. In conclusion has a base (hence a -base) consisting of clopen sets that are homeomorphic to . It follows from Proposition 17 that is h-homogeneous.
To prove the second statement, observe that
[TABLE]
hence by h-homogeneity. It follows that . Finally,
[TABLE]
that concludes the proof. ∎
Proposition 24**.**
Assume that is a zero-dimensional first-countable space containing at least two points. Then the following are equivalent.
- (1)
. 2. (2)
* for some space with at least one isolated point.* 3. (3)
* is h-homogeneous.* 4. (4)
* has a non-empty clopen subset that is strongly divisible by .* 5. (5)
* has a proper clopen subset that is homeomorphic to .* 6. (6)
* has a proper clopen subset that is a factor of .*
Proof.
The implication is trivial; the implication follows from Lemma 23; the implications are trivial.
Assume that 6 holds. Let be a proper clopen subset of that is a factor of and let . Then
[TABLE]
hence . Since by Lemma 23, it follows that is a factor of . So is a strong factor of . Therefore 1 holds by Lemma 23. ∎
The next two propositions show that in the pseudocompact case we can say something more.
Proposition 25**.**
Assume that is a zero-dimensional first-countable space such that is pseudocompact. Then for every non-empty proper clopen subset of .
Proof.
Let be a non-empty proper clopen subset of . It follows from Corollary 11 that , hence . Since clearly has a proper clopen subset that is homeomorphic to , Proposition 24 implies that is h-homogeneous, hence strongly divisible by . So . Since by Lemma 23, it follows that .
On the other hand, by Lemma 23. Hence has a clopen subset homeomorphic to . But Lemma 23 shows that is h-homogeneous, so . Therefore , that concludes the proof. ∎
Proposition 26**.**
In addition to the hypotheses of Proposition 24, assume that is pseudocompact. Then the following can be added to the list of equivalent conditions.
- (7)
* has a non-empty proper clopen subset that is homeomorphic to for some space .*
Proof.
The implication is trivial.
Assume that 7 holds. Let be a non-empty proper clopen subset of that is homeomorphic to for some space . Then clearly . Therefore by Proposition 25. Hence is strongly divisible by by Lemma 23, showing that 4 holds. ∎
Finally, we point out that Proposition 24 can be used to give a positive answer to Terada’s question for a certain class of spaces. We will need the following definition.
Definition 27**.**
A space is ultraparacompact if every open cover of has a refinement consisting of pairwise disjoint clopen sets.
It is easy to see that every ultraparacompact space is zero-dimensional. As noted by Nyikos in [18], a space is ultraparacompact if and only if it is paracompact and strongly zero-dimensional (this is proved like Proposition 1.2 in [5]). A metric space is ultraparacompact if and only if (see Theorem 7.2.4 in [7]); see also Theorem 7.3.3 in [7]. For such a metric space , Van Engelen proved that is h-homogeneous if is of the first category in itself or has a completely metrizable dense subset (see Theorem 4.2 and Theorem 4.4 in [6]). It follows that is h-homogeneous if is analytic (see Corollary 31). For related results, see also Theorem 8 and Theorem 9 in [19].
Proposition 28**.**
Assume that is a (zero-dimensional) first-countable space. If is ultraparacompact and non-Lindelöf then is h-homogeneous.
Proof.
Let be an open cover of with no countable subcovers. By ultraparacompactness, there exists a refinement of consisting of pairwise disjoint non-empty clopen sets. Let be an enumeration without repetitions, where is an uncountable cardinal.
Now fix and a local base at consisting of clopen sets. Since is homogeneous by Theorem 20, for each we can find such that a homeomorphic clopen copy of is contained in . Since is uncountable, there exists an infinite such that for every . It is easy to check that is a non-empty clopen subset of that is strongly divisible by . Therefore is h-homogeneous by Proposition 24. ∎
An application of Corollary 4.1.16, Theorem 7.3.2 and Theorem 7.3.16 in [7] immediately yields the following.
Corollary 29**.**
Assume that is a metric space such that . If is non-separable then is h-homogeneous.
Acknowledgements. The author thanks his advisor Ken Kunen and the anonymous referee for valuable comments on earlier versions of this paper.
Appendix A Proofs of the results by Terada and Matveev
In this section we will present a somewhat unified approach to the proofs of Theorem 2 and Proposition 17. Notice that zero-dimensionality is never needed.
Proof of Theorem 2.
Assume that has a -base consisting of clopen sets that are homeomorphic to . By Lemma 3, we can fix a collection consisting of pairwise disjoint non-empty clopen subsets of such that . Let be a non-empty clopen subset of . Since contains a clopen subset that is homeomorphic to , we can fix a collection consisting of pairwise disjoint non-empty clopen subsets of such that .
We will recursively construct clopen sets and , together with partial homeomorphisms and for every . In the end, setting will yield the desired homeomorphism. Start by setting and . Then, let be a clopen set that is homeomorphic to and fix a homeomorphism . Now assume that clopen sets and have been defined. Let be a clopen set that is homeomorphic to and fix a homeomorphism . Then, let be a clopen set that is homeomorphic to and fix a homeomorphism . ∎
Proof of Proposition 17.
Let be a sequence of non-empty open subsets of that converges to a point . One can easily obtain a sequence of pairwise disjoint non-empty clopen sets that converges to , such that for each . Let be a non-empty clopen subset of . Let be a clopen subset of that is homeomorphic to . Fix a homeomorphism and let for each .
Now define clopen sets and for each and a (partial) homeomorphism as in the proof of Theorem 2, but start by choosing homeomorphic to and fixing a homeomorphism . Finally, extend by setting for every . It is easy to check that this yields the desired homeomorphism. ∎
Appendix B Some Descriptive Set Theory
The following results seem to be folklore, but we could not find satisfactory references. For the definitions of analytic and property of Baire, see [14].
Theorem 30**.**
Let be an analytic metric space. Then either has a completely metrizable dense subset or has a non-empty open subset of the first category.
Proof.
Let be the completion of . By Theorem A.13.13 in [14], has the property of Baire in . Therefore, by Proposition A.13.10 in [14], we can write , where is a subset of and is of the first category in .
Since is a subset of the complete metric space , it is completely metrizable (see Theorem A.6.3 in [14]). Since is dense in , the set is of the first category in as well (see Exercise A.13.7 in [14]). In conclusion, if is dense in then the first alternative in the statement of the theorem will hold, otherwise the second alternative will hold. ∎
Corollary 31**.**
Let be an analytic metric space. Then either has a completely metrizable dense subset or is of the first category in itself.
Proof.
If has a completely metrizable dense subset then is a completely metrizable dense subset of (see Lemma A.6.2 in [14]).
So assume that has a non-empty open subset of the first category. Observe that is of the first category in for every . Also, it is clear that is closed nowhere dense in . It follows that is of the first category in itself. ∎
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