This paper investigates bounds for the index of quotients of Borel subalgebras by ad-nilpotent ideals in simple Lie algebras, generalizing known formulas and proposing conjectures for exactness.
Contribution
It provides new upper bounds for these indices and extends Panov's formula from type A to more general cases, including conjecturing exactness.
Findings
01
Upper bounds for the index of Borel quotient are established.
02
The bound for the nilpotent radical quotient generalizes Panov's type A formula.
03
The bound for the Borel quotient is exact in type A and conjectured to be in general.
Abstract
In this paper, we give upper bounds for the index of the quotient of the Borel subalgebra of a simple Lie algebra or its nilpotent radical by an ad-nilpotent ideal. For the nilpotent radical quotient, our bound is a generalization of the formula for the index given by Panov in the type A case. In general, this bound is not exact. Using results from Panov, we show that the upper bound for the Borel quotient is exact in the type A case, and we conjecture that it is exact in general.
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TopicsAdvanced Topics in Algebra · Algebraic structures and combinatorial models · Advanced Algebra and Geometry
In this paper, we give upper bounds for the index of the quotient
of the Borel subalgebra of a simple Lie algebra or its nilpotent radical
by an ad-nilpotent ideal.
For the nilpotent radical quotient, our bound is a generalization of the
formula for the index given by Panov in the type A case. In general, this bound is not exact.
Using results from Panov, we show that the
upper bound for the Borel quotient is exact in the type A case, and
we conjecture that it is exact in general.
The index of the quotient of a Borel subalgebra by an ad-nilpotent ideal is considered in recent
works of P. Damianou, H. Sabourin and P. Vanhaecke [2] on problems related to Toda-lattices
and integrable systems. They associate to such an ad-nilpotent ideal an Hamiltonian system, and
they want to determine whether this system is integrable.
Let g be a simple finite-dimensional Lie algebra over an algebraically closed field k
of characteristic zero, and b a Borel subalgebra of g.
For any ad-nilpotent ideal i of b, (b/i)â is a Poisson submanifold of bâ. Its Poisson rank L is equal to the dimension of b/i minus the index of b/i. Since the number of equations required for the previous Hamiltonian system to be integrable is
dim(b/i)ââL/2, the calculation of the index of b/i is involved in this problem.
Recall that the index of a finite-dimensional Lie algebra a over k
is the integer
[TABLE]
where for fâgâ, we denote by
af={Xâa;f([X,Y])=0 for all Yâa},
the annihilator of f for the coadjoint representation of a.
It is well-known that when a is the Lie algebra of an algebraic group A,
Ï(a) is the transcendence degree
of the field of A-invariant rational functions on aâ.
There are quite a lot of recent works on the computation of the index of certain classes of
Lie subalgebras of a semisimple Lie algebra :
parabolic subalgebras and related subalgebras
([3], [4], [8], [11], [6]),
centralizers of elements and related subalgebras
([9], [1], [13], [5]).
Let h be a Cartan subalgebra of the simple Lie algebra g contained in b,
Î the associated root system,
Î+ the set of positive roots relative to b and Î ={α1â,âŠ,αââ} the
corresponding set of simple roots. For each
αâÎ, let gα be the root subspace of g relative to α.
Denote by n=gÎ+ the nilpotent radical of b
where for a subset P of Î+, we set
[TABLE]
An ideal i of b is ad-nilpotent if and only if for all xâi, adbâx is
nilpotent. Since any ideal of b is h-stable, we deduce easily that an ideal is ad-nilpotent
if and only if it is nilpotent, and there exists a subset ΊâÎ+ such that
i=gΊ. We set qΊâ=b/i and mΊâ=n/i.
In [7], Panov determined the index of mΊâ, when
g is simple of type A. His results are very explicit, and the index is completely
determined by Î+âΊ in a combinatorial way. A similar
consideration of roots was used for the index of seaweed subalgebras in [11].
In this paper, we generalize these root combinatorial approaches to give upper bounds
for the index of qΊâ and mΊâ in all types.
Our upper bound for mΊâ is not exact when g is not of type A.
However, using the results of Panov for mΊâ, we prove that our upper bound for
qΊâ is exact when g is of type A, and we have not found so far any
counter-examples in the other types. We give also a short discussion on the existence
of stable linear forms.
We shall recall a more general definition
of the index which is used in the paper.
Let a be the Lie algebra of an algebraic group A and V
a rational A-module of finite dimension. The index of V is the integer
[TABLE]
where for fâVâ, af={Xâa;X.f=0} and a.f={X.f;Xâa}.
When fâVâ is such that
dimVâdima.f=Ï(a,V),
we say that f is regular. The set of regular elements of Vâ is a non-empty
Zariski-open subset.
2. H-sequences
In this section, we introduce the combinatorial tools used to describe the upper bounds for the
index of the quotients. This is a generalization of the âcascadeâ construction of Kostant
(see for example [11, 12]) and the construction of Panov in type A in [7].
Let (Ξ1â,Ξ2â,âŠ,Ξrâ) be an H-sequence of length r in E. Set :
[TABLE]
For i=1,âŠ,râ1, we set
[TABLE]
It is clear from the definition that E is the disjoint union of Î1â,âŠ,Îrâ, and we have Eiâ=Ei+1ââȘÎi+1â for i=0,âŠ,râ1, with the convention that E0â=E.
Let h be an H-sequence. We denote by â(h) its length, D(h) the vector space in hâ spanned by the elements in h, and
d(h)=dimD(h).
Examples 2.2**.**
(i) Let E=Î+. We recover (an ordered) Kostantâs cascade construction of pairwise strongly orthogonal roots in Î+.
We have another H-sequence hâČ=(α2,5â,α3,6â,α4,4â,α6,6â,α1,3â,α1,2â,α1,1â). which is of length 7. Observe that d(h)=5 and d(hâČ)=6.
Lemma 2.3**.**
Let EâÎ+ and h=(Ξ1â,âŠ,Ξrâ) be an H-sequence of length r in E. Let i,j,kâ{1,âŠ,r}.
There do not exist i,j,k such that Ξiâ+Ξjâ=Ξkâ.
Proof.
(i) If k<min(i,j), then α,ÎČâEkâ. It follows that α,ÎČâÎkâ and k=j=i, which contradicts the hypothesis.
(ii) Assume that there exist i,j,k such that Ξiâ+Ξjâ=Ξkâ. Then Ξkâ>Ξiâ and Ξkâ>Ξjâ and therefore by construction k<min(i,j), which contradicts the first point.
â
3. Upper bounds for the index
We give in this section upper bounds for the index of the quotients. The proof follows
closely to the one for the index of seaweed Lie algebras in [11] even though
we do not have the nice properties on the roots from the âcascade constructionâ.
Recall that if a is a finite-dimensional Lie algebra over k and
fâaâ, we can define an alternating bilinear form Ίfâ on a by setting
[TABLE]
for X,Yâa. Then af={Xâa;Ίfâ(X,Y)=0,\mboxforallYâa} is the kernel of
Ίfâ. Therefore we have
Let Ί be a subset of Î+ such that i=gΊ is an ad-nilpotent ideal of b. Suppose that h=(Ξ1â,âŠ,Ξsâ) is an H-sequence of length s of E=Î+âΊ. We have the following h-module isomorphisms :
[TABLE]
Let a=(a1â,âŠ,asâ) be an element of (kâ)s. Identifying qΊââ with hââαâÎ+âΊââkXαââ,
we define the following element of qΊââ :
Denote by Z the set of pairs (α,ÎČ) of E2 such that α<ÎČ and there exists kâ{1,âŠ,s} satisfying α+ÎČ=Ξkâ.
For z=(α,ÎČ)âZ, we set
[TABLE]
Identifying Ίfaââ with an element of â2qΊââ, we have
[TABLE]
where
[TABLE]
with KiââD(h) for i=1,âŠ,s and λzââk for all zâZ.
If z=(α,ÎČ)âZ, then Îfaââ(Xαâ,XÎČâ)=0. Moreover, we have [Xαâ,XÎČâ]=ÎŒzâXΞiââ, for some iâ{1,âŠ,s} and a non-zero scalar ÎŒzâ. Consequently,
[TABLE]
Thus λzâ is non-zero.
Lemma 3.1**.**
In the above notations :
(i)
qΊfaââ* contains a commutative subalgebra of qΊâ,
consisting of semi-simple elements and of dimension ââd(h).*
2. (ii)
We have âd(h)Îfaââî =0 and âd(h)+1Îfaââ=0.
3. (iii)
There exists a non-empty open subset U of (kâ)s such that we have
âtΚfaââî =0 and âd(h)+tΊfaââî =0 whenever aâU.
Proof.
The proof is similar to the one for the Lemme in [11, §3.9].
(i) For simplicity, we write q=qΊâ. Let t={xâh;Ξiâ(x)=0\mboxfori=1,âŠ,s} be the orthogonal of D(h) in h. Then :
[TABLE]
We also have that [t,q]âαâEâ{Ξ1â,âŠ,Ξsâ}âšâgα. It follows that t is contained in qfaâ, and therefore, we obtain the result.
(ii) Set r=d(h). Let I={i1â,âŠ,irâ}â{1,âŠ,s} be such that
(Ξi1ââ,âŠ,Ξirââ) is a basis of D(h) and complete to a basis
BâČ=(ÎČ1â,âŠ,ÎČââ) of hâ such that ÎČkâ=Ξikââ
for k=1,âŠ,r.
Denote by B=(h1â,âŠ,hââ) the basis of h dual to BâČ.
Then we have,
[TABLE]
It follows that
[TABLE]
where KjââD(h). The result follows easily beacause âŻI=d(h).
(iii) If z,zâČâZ, we have vzââ§vzâČâ=vzâČââ§vzâ and vzââ§vzâ=0. Let z1â,âŠ,znâ be the elements of Z such that z1â,âŠ,ztâ are the elements of G. For simplicity, let us write λiâviâ for λziââvziââ and ÎŒiâ for ÎŒziââ. Consequently:
[TABLE]
In the previous sum, the coefficient of v1ââ§âŻâ§vtâ is by (1)
[TABLE]
Now assume that vi1âââ§âŻâ§vitââ=λv1ââ§âŻâ§vtâ, with λâkâ, where i1â<âŻ<itâ and (i1â,âŠ,itâ)î =(1,âŠ,t).
We deduce that the coefficient of vi1âââ§âŻâ§vitââ in the sum giving âtΚfaââ is of the form
[TABLE]
with mi0ââ<ti0ââ.
It is now clear that there exists a non-empty open subset U of (kâ)s verifying âtΚfaââî =0
if aâU.
Finally, we have
[TABLE]
Set u=i=1âsâkXΞiââ. Since âjÎfaâââ(âjD(h))â§(âjuâ), to show that âr+tΊfaââî =0, it suffices to prove that (âtΚfaââ)â§(ârÎfaââ)î =0.
If aâU, then we deduce from the preceding paragraphes that
[TABLE]
where λâkâ and w is a linear combination of elements
of the form vzi1ââââ§âŻâ§vzitâââ, with zi1ââââȘâŻâȘzitâââî =S. It is therefore clear that (âtΚfaââ)â§(ârÎfaââ)î =0 if aâU.
â
Theorem 3.2**.**
Let Ί be a subset of Î+ such that gΊ is an ad-nilpotent ideal of g. Denote by H the set of H-sequences of Î+âΊ. Then, we have
[TABLE]
Proof.
Let hâH with â(h)=s and t as defined in the beginning of this section. By definition, we have
Let us conserve the notations of Theorem 3.2. If hâH verifies c(h)â{0,1}, then Ï(qΊâ)=c(h).
Proof.
The case c(h)=0 is clear by Theorem 3.2. So let us suppose that
c(h)=1.
We have dimqΊââc(h)=2(d(h)+t). Since dimqΊââÏ(qΊâ) is an even integer (it is the rank of an alternating bilinear form on
qΊâ), we deduce that c(h) and Ï(qΊâ) are of the same parity. So Ï(qΊâ)=1.
â
4. Type A
Let us assume in this section
that g is of type Aââ.
We shall show that the upper bound for the index of qΊâ is exact in this special case.
It is clear that there is a unique H-sequence h=(Ξ1â,âŠ,Ξsâ) of E=Î+âΊ, satisfying Ξ1ââ»Îž2ââ»âŻâ»Îžsâ. This H-sequence is
considered by Panov in [7], and we shall call this H-sequence
the Panov H-sequence of E.
Using the notation of section 2, for j=1,âŠ,s, set :
[TABLE]
In [7], Panov proved that for j=1,âŠ,s, njâ and mjâ are Lie subalgebras. Consider the localization S(mjâ1â)XΞjâââ of the algebra S(mjâ1â) with respect to the multiplicative subset generated by XΞjââ. He defined an embedding of Poisson algebras Κjâ1â:S(mjâ)âS(mjâ1â)XΞjâââ. Moreover, one observes directly from the definition of Κjâ1â that it is h-equivariant.
Extending the Κjâ with the appropriate localizations, we set
[TABLE]
Panov proved that the fjââs are algebraically independent elements of k(mΊââ)mΊâ. More precisely, we have k(mΊââ)mΊâ=k(f1â,âŠ,fsâ),
and hence Ï(mΊâ)=s.
Furthermore, using the fact that the embeddings Κjâ1â are h-equivariant,
the element fjâ is of weight Ξjâ for j=1,âŠ,s.
Let Iâ{1,âŠ,s} be such that {Ξiâ;iâI} is a basis of D(h). For
jâ{1,âŠ,s}âI, we have
[TABLE]
where λiââZ for iâI and λjââZâ.
Set
[TABLE]
By construction, the elements gjâ are of weight zero. Hence gjââk(mΊââ)qΊâ. Since the elements f1â,âŠ,fsâ are algebraically independent, it follows that
[TABLE]
Theorem 4.1**.**
Let h=(Ξ1â,âŠ,Ξsâ) be the Panov H-sequence of E. There exists a non-empty open subset U of (kâ)s such that dimqΊfaââ=c(h) whenever aâU. Moreover, we have
[TABLE]
Proof.
Let U be a non-empty open subset of (kâ)s verifying part (iii) of Lemma 3.1.
Set r=d(h). Let I={i1â,âŠ,irâ}â{1,âŠ,s} be such that
(Ξi1ââ,âŠ,Ξirââ) is a basis of
D(h) and complete to a basis BâČ=(ÎČ1â,âŠ,ÎČââ) of
hâ such that ÎČkâ=Ξikââ for k=1,âŠ,r. Denote by
B=(h1â,âŠ,hââ) the basis of h dual to BâČ.
Let m=dimmΊâ and C be a basis of mΊâ. Then the matrix of Ίfaââ in the basis BâČâȘC is
[TABLE]
where A is an element of rank d(h) in the set of âĂm matrices
Mâ,mâ(k), and
BâMm,mâ(k) the set of mĂm matrices.
Set
It follows by Theorem 3.2 that dimqΊfaââ=c(h) and we have equalities in (3) and (4), (5). Consequently rk(MâČ)=dimmΊâââ(h)+d(h) and Ï(qΊâ,mΊâ)=â(h)âd(h).
â
Theorem 4.2**.**
Let h=(Ξ1â,âŠ,Ξsâ) be the Panov H-sequence of E. Then we have Ï(qΊâ)=âââ(h)+2d(h).
Proof.
Let U be a non-empty open subset of (kâ)s verifying part (iii) of Lemma 3.1.
Let S be the subset of mΊââ consisting of elements of the form
Let M be the algebraic adjoint group of mΊâ. Consider the elements z1â,âŠ,zsâ of k[mΊââ]M constructed by Panov in [7] such that k(mΊââ)M=k(z1â,âŠ,zsâ), and
[TABLE]
where P is some product of powers of z1â,âŠ,ziâ1â and R is a polynomial in Xαâ for αâ»Îžiâ.
By the properties of P and R from the preceding paragraph, P depends only
on z1â,âŠ,ziâ, and R(fλâ) depends only on
λ1â,âŠ,λiâ. By induction, we obtain
We have another H-sequence
hâČ=(α3,5â,α4,6â,α6,6â,α1,4â,α1,3â,α1,2â,α2,3â,α2,2â) such that â(hâČ)=8 and d(hâČ)=6.
Observe that c(h)=0 and c(hâČ)=2.
5. Stability
Let a be an algebraic Lie algebra and let A be its adjoint algebraic group.
Recall that gâaâ is stable if there exists an open subset U of
aâ containing g such that ag and ah are A-conjugate for all hâU.
In this section, we return to the general case, that is g is not necessarily of type A.
Proposition 5.2**.**
Let Ί be a subset of Î+ such that gΊ is an ad-nilpotent ideal of g. Let h=(Ξ1â,âŠ,Ξsâ) be an H-sequence of Î+âΊ consisting of linear independent elements. Then there exists fâqΊââ which is stable and
Ï(qΊâ)=c(h).
Proof.
Our hypothesis implies that â(h)=d(h). So
[TABLE]
Let U be a non-empty open subset of (kâ)s verifying part (iii) of Lemma 3.1.
By Theorem 3.2 and Lemma 3.1, if aâU, we have
dimqΊfaââ=c(h). It follows from Lemma 3.1 that qΊfaââ is a commutative Lie subalgebra of qΊâ consisting of semi-simple elements. Therefore, there exists a vector subspace r of qΊâ such that qΊâ=qΊfaâââr and [qΊfaââ,r]âr. So
[qΊâ,qΊfaââ]âr and the result follows by
Theorem 5.1.
â
We shall now show that qΊâ does not necessarily contain a stable linear form in general.
Denote by Q the algebraic adjoint group of qΊâ. Then Q can be identified
with the quotient of the set of invertible upper triangular matrices by a closed normal subgroup.
Let s,tâkâ. Assume that qΊfλtâââ and qΊfλsâââ are Q-conjugate, then there exist λâkâ and
an invertible triangular matrix P such that PZsâPâ1âλZtââi. By the definition of i, for any element Lâi and for any upper triangular matrix R, we have LRâi. It follows that PZsââλZtâPâi. By a direct computation, we obtain that t=s.
Recall that for f,gâqΊââ, if f and g are Q-conjugate, then qΊfâ and
qΊgâ are also Q-conjugate. We define
[TABLE]
By the above consideration, we deduce that
[TABLE]
Since dimImΚ=dim(QĂkâ)âdimΚâ1(fλtââ),
we have dimImΚ=dimQ. Therefore Q.kâ contains a non-empty open subset
of qΊââ which does not contain any stable linear form.
Since the set of stable linear forms of qΊâ is an open subset of qΊââ, the result follows immediately.
â
6. Remarks on the exactness of the upper bounds
Assume that g is of type C7â. Using the numbering of simple roots in [12], set
[TABLE]
We check by hand that the minimal length of an H-sequence associated to Î+âΊ
is 8.
For example, the following H-sequence h=(Ξ1â,âŠ,Ξsâ) is of length 8 :
We did some computations using Gap4 on arbitrary linear forms when g is of rank less than or equal to 6, and we have not found an example where the upper bound for Ï(qΊâ) is not exact. This leads us to formulate the following conjecture :
Conjecture 6.1**.**
Let ΊâÎ+ such that gΊ is an ad-nilpotent ideal of g. There exists an H-sequence h of Î+âΊ such that
[TABLE]
Bibliography13
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