A simple model for Carnot heat engines

TL;DR

This paper introduces a simple mechanical model with reservoirs of balls to illustrate Carnot efficiency, linking it to temperature and entropy concepts using elementary physics and mathematics.

Contribution

It presents a novel, elementary mechanical model that reproduces Carnot efficiency and connects it to thermodynamic temperature and entropy.

Findings

Efficiency matches Carnot limit when reservoir populations are similar.

System efficiency equals $1 - T_l/T_h$ in the large number limit.

Model uses elementary concepts, making thermodynamics accessible.

Abstract

We present a (random) mechanical model consisting of two lottery-like reservoirs at altitude $E_h$ and $E_l<E_h$, respectively, in the earth's gravitational field. Both reservoirs consist of $N$ possible ball locations. The upper reservoir contains initially $n_h\le N$ weight-1 balls and the lower reservoir contains initially $n_l\le N$ weight-1 balls. Empty locations are treated as weight-0 balls. These reservoirs are being shaken up so that all possible ball configurations are equally likely to occur. A cycle consists of exchanging a ball randomly picked from the higher reservoir and a ball randomly picked from the lower reservoir. It is straightforward to show that the efficiency, defined as the ratio of the average work produced to the average energy lost by the higher reservoir is $\eta=1-E_l/E_h$. We then relate this system to a heat engine. This thermal interpretation is applicable only when the number of balls is large. We define the entropy as the logarithm of the number of ball configurations in a reservoir, namely $S(n)=\ln[N!/n!(N-n)!]$, with subscripts $h,l$ appended to $S$ and to $n$. When $n_l$ does not differ much from $n_h$, the system efficiency quoted above is found to coincide with the maximum efficiency $\eta=1-T_l/T_h$, where the $T$ are absolute temperatures defined from the above expression of $S$. Fluctuations are evaluated in Appendix A, and the history of the Carnot discovery (1824) is recalled in Appendix B. Only elementary physical and mathematical concepts are employed.