Index theorem for topological excitations on R^3 * S^1 and Chern-Simons theory

TL;DR

This paper derives a refined index theorem for topological excitations on R^3*S^1, connecting it to known theorems and exploring implications for gauge theories, topological phases, and chiral symmetry breaking.

Contribution

It introduces a new index theorem that generalizes existing results and applies to various gauge theories with boundary holonomies and topological excitations.

Findings

The index reduces to known theorems in specific limits.

Non-integer topological contributions cancel to yield an integer index.

Chirally-twisted boundary conditions induce Chern-Simons terms in gauge theories.

Abstract

We derive an index theorem for the Dirac operator in the background of various topological excitations on an R^3 \times S^1 geometry. The index theorem provides more refined data than the APS index for an instanton on R^4 and reproduces it in decompactification limit. In the R^3 limit, it reduces to the Callias index theorem. The index is expressed in terms of topological charge and the eta-invariant associated with the boundary Dirac operator. Neither topological charge nor eta-invariant is typically an integer, however, the non-integer parts cancel to give an integer-valued index. Our derivation is based on axial current non-conservation--an exact operator identity valid on any four-manifold--and on the existence of a center symmetric, or approximately center symmetric, boundary holonomy (Wilson line). We expect the index theorem to usefully apply to many physical systems of interest, such as low temperature (large S^1, confined) phases of gauge theories, center stabilized Yang-Mills theories with vector-like or chiral matter (at S^1 of any size), and supersymmetric gauge theories with supersymmetry-preserving boundary conditions (also at any S^1). In QCD-like and chiral gauge theories, the index theorem should shed light into the nature of topological excitations responsible for chiral symmetry breaking and the generation of mass gap in the gauge sector. We also show that imposing chirally-twisted boundary condition in gauge theories with fermions induces a Chern-Simons term in the infrared. This suggests that some QCD-like gauge theories should possess components with a topological Chern-Simons phase in the small S^1 regime.