Facilitated oriented spin models:some non equilibrium results

TL;DR

This paper investigates the non-equilibrium relaxation dynamics of kinetically constrained spin models, specifically the East model and a binary tree model, revealing conditions for exponential convergence to equilibrium and spectral gap behavior.

Contribution

It provides new results on convergence rates and spectral gaps for oriented KCSM under various initial distributions, including non-reversible cases and phase transition analysis.

Findings

Exponential convergence to equilibrium for East model under certain initial distributions.

Spectral gap positivity for the binary tree model below critical probability p_c.

Sharp upper bounds for the spectral gap of East model as p approaches 1.

Abstract

We analyze the relaxation to equilibrium for kinetically constrained spin models (KCSM) when the initial distribution $\nu$ is different from the reversible one, $\mu$. This setting has been intensively studied in the physics literature to analyze the slow dynamics which follows a sudden quench from the liquid to the glass phase. We concentrate on two basic oriented KCSM: the East model on $\bbZ$, for which the constraint requires that the East neighbor of the to-be-update vertex is vacant and the model on the binary tree introduced in \cite{Aldous:2002p1074}, for which the constraint requires the two children to be vacant. While the former model is ergodic at any $p\neq 1$, the latter displays an ergodicity breaking transition at $p_c=1/2$. For the East we prove exponential convergence to equilibrium with rate depending on the spectral gap if $\nu$ is concentrated on any configuration which does not contain a forever blocked site or if $\nu$ is a Bernoulli($p'$) product measure for any $p'\neq 1$. For the model on the binary tree we prove similar results in the regime $p,p'<p_c$ and under the (plausible) assumption that the spectral gap is positive for $p<p_c$. By constructing a proper test function we also prove that if $p'>p_c$ and $p\leq p_c$ convergence to equilibrium cannot occur for all local functions. Finally we present a very simple argument (different from the one in \cite{Aldous:2002p1074}) based on a combination of combinatorial results and ``energy barrier'' considerations, which yields the sharp upper bound for the spectral gap of East when $p\uparrow 1$.