Bounds for Multiplicities of Unitary Representations of Cohomological Type in Spaces of Cusp Forms
Frank Calegari, Matthew Emerton

TL;DR
This paper establishes new upper bounds on the multiplicities of cohomological unitary representations within spaces of cusp forms for semisimple real Lie groups, advancing understanding of their spectral decomposition.
Contribution
It introduces novel upper bounds for the multiplicities of cohomological unitary representations in cusp form spaces, refining previous estimates.
Findings
Derived explicit upper bounds for multiplicities
Applied bounds to specific classes of semisimple Lie groups
Enhanced understanding of spectral decomposition in automorphic forms
Abstract
Let be a semisimple real Lie group with unitary dual . The goal of this note is to produce new upper bounds for the multiplicities with which representations of cohomological type appear in certain spaces of cusp forms on .
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Taxonomy
TopicsAdvanced Algebra and Geometry · Algebraic Geometry and Number Theory · Algebraic structures and combinatorial models
Bounds for Multiplicities of
Unitary Representations of Cohomological Type in Spaces of Cusp Forms
Frank Calegari
Matthew Emerton
1 Introduction
Let be a semisimple real Lie group with unitary dual . The goal of this note is to produce new upper bounds for the multiplicities with which representations of cohomological type appear in certain spaces of cusp forms on .
More precisely, we suppose that for some connected semisimple linear algebraic group over a number field . Let be a maximal compact subgroup of . We fix an embedding for some , and for any ideal of , we let denote the intersection of with the congruence subgroup of of full level . We also fix an arithmetic lattice in (i.e. a subgroup commensurable with the congruence subgroups ) and write . For any , let denote the multiplicity with which occurs in the decomposition of the regular representation of on . Let denote the volume of the arithmetic quotient .
In terms of this notation, we may state our main results.
Theorem 1.1**.**
Let be a prime ideal in . Let be of cohomological type. Suppose either that does not admit discrete series, or, if admits discrete series, that contributes to cohomology in degrees other than . Then
[TABLE]
as , with the implied constant depending on and .
Theorem 1.2**.**
Let be a prime ideal in . Let be a finite-dimensional representation of , and let denote the local system on induced by (assuming that is taken large enough for to be torsion free). Let , and if admits discrete series, then suppose furthermore that . Then
[TABLE]
as , with the implied constant depending on and .
These two theorems are evidently closely related, in light of the results of [6], which show that H^{n}\bigl{(}\Gamma(\mathfrak{p}^{k})\backslash G_{\infty},\mathcal{V}_{W,k}\bigr{)} may be computed in terms of automorphic forms.
In the remainder of this introduction, we discuss the relation of Theorem 1.1 to prior results in this direction before briefly describing the main ingredients in the proof of the two theorems.
DeGeorge and Wallach [4] established general upper bounds for in the case where is cocompact. In particular (ibid, Corollary 3.2), they showed that
[TABLE]
where is a matrix coefficient, and is the preimage in of a ball in of radius equal to the injectivity radius of . Suppose, however, that is not a discrete series. In particular, the corresponding matrix coefficients of are then not square integrable. If denotes the mod congruence subgroup of , then as , and thus, the formula of DeGeorge–Wallach implies that
[TABLE]
For non-cocompact , an analogous result was established by Savin [11].
It is natural to try to improve this result so as to obtain an estimate on the rate of decay in (1.2) as . If is non-tempered, then (1.1) itself implies an estimate of the form
[TABLE]
for some . (See [10], Lemma 1 and displayed equation (6).) In fact Sarnak and Xue in [10] have conjectured an inequality of the following form (in the case of cocompact ):
Conjecture 1.3** (Sarnak–Xue).**
For fixed,
[TABLE]
where is the infimum over such that the -finite matrix coefficients of are in .
Sarnak and Xue proved their conjecture for arithmetic lattices in and , obtaining partial results in the direction of this conjecture for . Note, however, that their conjecture is non trivial only for non-tempered representations, since for tempered representations, . In particular, in the tempered but non-discrete series case, Conjecture 1.3 is weaker than the known result (1.2).
In Theorem 1.1, we restrict our attention to congruence covers of the form for the fixed prime . For such covers we obtain a quantitative improvement of (1.2) even in the case of tempered representations (at least for those of cohomological type; note that non-discrete series tempered representations of cohomological type exist precisely when admits no discrete series – see [2], Thm. 5.1, p. 101). For such representations, our result provides the first general bound of the form (1.3) for any .
As we already noted, our two main theorems are closely related. Indeed, Theorem 1.1 is an easy corollary of Theorem 1.2 (see the end of Section 3 below), and most of our efforts will be concentrated on establishing the latter result.
When studying the Betti numbers of arithmetic quotients of symmetric spaces, it is natural to try to use tools such as Euler characteristics and the Lefschetz trace formula. When applied to analyzing contributions from the discrete series, such methods tend to be very powerful; for example, the -cohomology of a discrete series representation is concentrated in a single dimension [2], and so no cancellations occur when taking alternating sums. However, in other situations, these methods can be useless. For example, if is tempered but not discrete series, then the Euler characteristic of its -cohomology vanishes [2]. Similarly, in situations where the symmetric space is a real manifold of odd dimension , Poincare duality leads to cancellations in the natural sum . One is thus forced to find different techniques. The proof of Theorem 1.2 takes as input the inequality (1.2) of [4] and [11] and a spectral sequence from [5], proceeding via a bootstrapping argument relying on non-commutative Iwasawa theory.
Acknowledgments. The second author would like to thank Peter Sarnak for a very stimulating conversation on the subject of this note.
2 Iwasawa Theory
Let be an analytic pro- group. Let . The subgroups form a fundamental set of open neighbourhoods of the identity in , and moreover, for large , there exists a constant such that , where .
Fix a finite extension of with ring of integers . Write and . The module theory of falls under the rubric of Iwasawa theory. A fundamental result of Lazard [8] states that is Noetherian; the same is thus true of the ring . The rings and are non-commutative domains admitting a common field of fractions which we will denote by . Thus, is a division ring which contains and and is flat over each of them (on both sides). If is a finitely generated left -module (resp. -module), then (resp. ) is a finite-dimensional left -vector space; we define the rank of to be the -dimension of this vector space. Note that rank is additive in short exact sequences of finitely generated -modules (resp. -modules), by virtue of the flatness of over and .
Recall that a continuous representation of on an -Banach space is called admissible if its topological -dual (which is naturally a -module) is finitely generated over . (See [12]; a key point is that since is Noetherian, the category of admissible continuous -representations is abelian. Indeed, passing to topological duals yields an anti-equivalence with the abelian category of finitely generated -modules.) We define the corank of an admissible -representation to be the rank of the finitely generated -module .
A coadmissible -representation is not determined by the collection of subspaces of invariants (). However, the following result (Theorem 1.10 of Harris [7]) shows that its corank is so determined.
Theorem 2.1** (Harris).**
Let be an -Banach space equipped with an admissible continuous -representation and let . Then as ,
[TABLE]
where is the corank of and depends only on .
Using this result, we may obtain bounds on the dimensions of the continuous cohomology groups in terms of for admissible continuous -representations . (Let us remark that the continuous -cohomology on the category of admissible continuous -representations may also be computed as the right derived functors of the functor of -invariants; see Prop. 1.1.3 of [5].)
Lemma 2.2**.**
Let be an admissible continuous -representation. For each
[TABLE]
as .
Proof.
Let denote the Banach space of continuous -valued functions on , equipped with the right regular -action. The module has corank one (indeed, it is cofree – its topological dual is free of rank one over ). Moreover, is injective in the abelian category of admissible -representations and is therefore acyclic. If is an admissible continuous -representation, then there exists an exact sequence
[TABLE]
of admissible continuous -representations for some integer . Since is acyclic, from the long exact sequence of cohomology we obtain the following:
[TABLE]
[TABLE]
The lemma for follows from a consideration of (2.1), taking into account Theorem 2.1 and the fact that corank of is equal to minus the corank of (since corank is additive in short exact sequences). We now proceed by induction on . Assume the result for and all admissible continuous representations, in particular for . The result for then follows directly from the isomorphism (2.2). This completes the proof. ∎
3 Cohomology of Arithmetic Quotients of Symmetric
Spaces
We now return to the situation considered in the introduction and use the notation introduced there. In particular, we fix a connected semisimple linear group over , an embedding over , an arithmetic lattice of the associated real group , and a prime of .
If we write then is a compact open subgroup of the -adic Lie group (where denotes the completion of at ); alternatively, we may define to be the closure of in . If we replace by for some sufficiently large value of (i.e. discarding finitely many initial terms in the descending sequence of lattices ), then will be pro- and hence, will be an analytic pro--group. Note that is a dense subgroup of . Let and denote respectively the ramification and inertial indices of in (so that ). For each , write to denote the closure of in . Alternatively, if we consider the embedding
[TABLE]
then ; thus, our notation is compatible with that of the preceding section. We let denote the dimension of ; note that
For each we write
[TABLE]
There is a natural action of on through its quotient (), which is compatible with the projections for .
Fix a finite-dimensional representation of over , and let denote a -invariant -lattice in . Let denote the local system of free finite rank -modules on associated to , and denote by the pull-back of to for any . If then the sheaf on is naturally isomorphic to the pull-back of the sheaf on under the projection In particular the sheaf is -equivariant.
Recall the following definitions from from [5], p. 21:
[TABLE]
Each is a -adically complete -module, equipped with a left -action in a natural way, and hence, each has a natural structure of -Banach space and is equipped with a continuous left -action. In fact, they are admissible continuous representations of ([5], Thm. 2.1.5 (i)), and in particular, Theorem 2.1 and Lemma 2.2 apply to them. (Note that the results of [5] are stated in the adèlic language. We leave it to the reader to make the easy translation to the more classical language we are using in this paper.)
The following result, which is Theorem 2.1.5 (ii) of [5], p. 22, is a “control theorem” relating invariants in to the classical cohomology classes .
Theorem 3.1**.**
Fix an integer . There is a spectral sequence
[TABLE]
One should view this spectral sequence as a version of the Hochschild-Serre spectral sequence “compatible in the -tower.”
Theorem 3.2**.**
For any if denotes the corank of , then
[TABLE]
as . (Here denotes the constant appearing in the statement of Theorem 2.1; it depends only on .)
Proof.
For each and , let denote the terms in the spectral sequence of Theorem 3.1. Since is admissible, Lemma 2.2 implies that , and thus, as (since is a subquotient of for ). Theorem 2.1 shows that
[TABLE]
On the other hand, since the spectral sequence of Theorem 3.1 is an upper right quadrant exact sequence, is obtained by taking finitely many successive kernels of differentials to , which all have order by the first part of our argument. Thus,
[TABLE]
Since admits a finite length filtration whose associated graded pieces are isomorphic to for , we conclude that as claimed. ∎
The following lemma quantifies the precise relationship between multiplicities and the dimensions of cohomology groups that we will require to deduce Theorem 1.1 from Theorem 1.2.
Lemma 3.3**.**
Fix a cohomological degree , and let denote the set of isomorphism classes of that contribute to cohomology with coefficients in in degree . Then
[TABLE]
Proof.
Since the set is finite, there is an integer so that
[TABLE]
for each isomorphism class . This implies that
[TABLE]
for each . ∎
We can now prove our main result.
Theorem 3.4**.**
Let and suppose that either does not admit discrete series or else that Then
[TABLE]
as , for all .
Proof.
In the case when admits discrete series, recall that these contribute to cohomology only in the dimension ([2], Thm. 5.1, p. 101). Thus, under the assumptions of the theorem, there is no contribution from the discrete series to . The inequality (1.2) of [4] and [11], together with Lemma 3.3 and the main result of [9] (which states that \dim_{E}\bigl{(}H^{n}(Y_{k},\mathcal{V}_{k})/H^{n}_{\mathrm{cusp}}(Y_{k},\mathcal{V}_{k})\bigr{)}=o(p^{dk})), thus shows that as , for all . From Theorem 3.2, we then infer that each has corank [math]. Another application of the same theorem now gives our result. ∎
Note that ; thus Theorem 3.4 implies Theorem 1.2 since
[TABLE]
Theorem 1.2 and Lemma 3.3 together imply Theorem 1.1.
Remark 3.5**.**
We have equality in (3.1) precisely when is the unique prime lying over in . If there is more than one prime lying over , then is strictly less than , and we obtain a corresponding improvement in the bounds of Theorems 1.1 and 1.2, namely (in the notation of their statements), that
[TABLE]
(where, as we noted above, with and being the ramification and inertial index of respectively). **
Example/Question 3.6**.**
Let be an imaginary quadratic field, and let . The corresponding symmetric space is a real hyperbolic three space , and the quotients are commensurable with the Bianchi manifolds . Choose a local system associated to some finite-dimensional representation of and a congruence subgroup . Assume that splits in , and apply Theorem 3.4 to the -power tower. We obtain the inequality
[TABLE]
as . It is natural to ask how tight this inequality is.
The main result of Calegari–Dunfield [3] shows that there exists at least one for which
[TABLE]
for all . On the other hand, if there exists at least one newform on for some , then a consideration of the associated oldforms shows that
[TABLE]
as . Are there situations in which this lower bound gives the true rate of growth? **
Remark 3.7**.**
Our results are most interesting in the case when does not admit any discrete series, since, as we noted in the introduction, in this case (and only in this case), admits (non-discrete series) tempered representations of cohomological type.
On the other hand, Theorem 3.2 does have a consequence in the case when admits discrete series which may be of some interest. Recall the following result from [11] (established in [4] in the cocompact case): if lies in the discrete series, then
[TABLE]
as . Fix a finite-dimensional representation of and let denote the subset of consisting of discrete series representations that contribute to cohomology with coefficients in . Summing over all , we obtain the formula
[TABLE]
(A result first proved in [9].) The following result provides an improvement in the error term of (3.3). **
Theorem 3.8**.**
There exists such that
[TABLE]
Proof.
Let As already noted, it follows from [2], (Thm. 5.1, p. 101), that all non-discrete series contributions to are non-tempered. The same result shows that each discrete series has one-dimensional -cohomology in dimension . As we recalled in the introduction, the multiplicity of any non-tempered representations is bounded by for some [10], and thus, Theorem 3.2 and (the proof of) Lemma 3.3 show that
[TABLE]
Comparing this formula with (3.3) yields the theorem. ∎
Question 3.9**.**
Does the result of Theorem 3.8 hold term-by-term? That is, does (3.2) admit an improvement of the form
[TABLE]
for some ? **
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