Search for a fourth generation b'-quark at LEP-II at sqrt{s}=196-209 GeV
The DELPHI Collaboration, J. Abdallah, et al

TL;DR
This study searched for fourth-generation b'-quarks at LEP-II energies, setting upper limits on their production and decay probabilities, and constraining related CKM matrix elements, with no evidence of such particles found.
Contribution
First search for b'-quarks at LEP-II energies, providing upper limits on their production and decay, and constraining CKM matrix element ratios within a four-generation model.
Findings
No evidence for b'-quark production was observed.
Upper limits on branching ratios were established for b' decays.
Constraints on CKM matrix element ratios were derived.
Abstract
A search for the pair production of fourth generation b'-quarks was performed using data taken by the DELPHI detector at LEP-II. The analysed data were collected at centre-of-mass energies ranging from 196 to 209 GeV, corresponding to an integrated luminosity of 420 pb^{-1}. No evidence for a signal was found. Upper limits on BR(b' -> bZ) and BR(b' -> cW) were obtained for b' masses ranging from 96 to 103 GeV/c^2. These limits, together with the theoretical branching ratios predicted by a sequential four generations model, were used to constrain the value of R_{CKM}=|V_{cb'}/V_{tb'}V_{tb}|, where V_{cb'}, V_{tb'} and V_{tb} are elements of the extended CKM matrix.
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Figure 14| (GeV) | 196 | 200 | 202 | 205 | 207 | 206∗ |
|---|---|---|---|---|---|---|
| luminosity (pb-1) | 76.0 | 82.7 | 40.2 | 80.0 | 81.9 | 59.2 |
| decay | boson decays | (%) | final states |
|---|---|---|---|
| (FCNC) | 4.0 | ||
| 28.0 | |||
| 48.6 | |||
| (CC) | 43.7 | ||
| 45.8 |
| final state | assignment criteria |
|---|---|
| at least 1 isolated lepton | |
| no isolated leptons | |
| GeV | |
| no isolated leptons | |
| GeV | |
| only 1 isolated lepton | |
| no isolated leptons | |
| GeV |
| (GeV) | data (SM expectation statistical error) | ||
|---|---|---|---|
| sample | sample | no-id sample | |
| 196 | 2 (2.60.3) | 1 (2.90.3) | 47 (35.91.4) |
| 200 | 3 (2.50.4) | 4 (3.40.4) | 30 (37.41.4) |
| 202 | 2 (1.30.2) | 1 (1.70.2) | 20 (18.70.7) |
| 205 | 5 (2.50.4) | 3 (3.00.4) | 35 (36.21.4) |
| 207 | 3 (2.30.4) | 3 (3.10.4) | 45 (35.11.3) |
| 206∗ | 1 (1.90.3) | 2 (2.60.2) | 31 (27.61.0) |
| total | 16 (13.20.8) | 14 (16.70.8) | 208 (191.03.0) |
| (GeV) | data (SM expectation statistical error) |
|---|---|
| 196 | 123 (106.34.0) |
| 200 | 111 (104.84.0) |
| 202 | 50 (49.81.9) |
| 205 | 88 (94.23.7) |
| 207 | 99 (91.23.6) |
| 206∗ | 62 (65.72.6) |
| total | 533 (511.78.3) |
| (GeV) | data (SM expectation statistical error) |
|---|---|
| 196 | 349 (326.75.3) |
| 200 | 347 (342.15.5) |
| 202 | 165 (162.12.6) |
| 205 | 322 (319.05.2) |
| 207 | 287 (307.65.0) |
| 206∗ | 192 (215.83.6) |
| total | 1662 (1673.911.4) |
| (GeV) | data (SM expectation statistical error) | ||
|---|---|---|---|
| no-id | |||
| 196 | 65 (51.11.4) | 53 (56.11.5) | 38 (34.41.4) |
| 200 | 54 (58.11.7) | 63 (59.91.6) | 40 (35.01.4) |
| 202 | 30 (27.80.8) | 21 (28.40.8) | 13 (16.90.7) |
| 205 | 56 (50.81.5) | 66 (53.61.5) | 32 (33.31.4) |
| 207 | 53 (53.81.6) | 48 (57.21.6) | 35 (33.81.4) |
| 206∗ | 31 (37.21.4) | 42 (39.31.1) | 21 (23.41.0) |
| total | 289 (278.83.5) | 293 (294.53.4) | 179 (176.8 2.8) |
| data | background | signal | |||||
|---|---|---|---|---|---|---|---|
| final state | (SM stat. error) | composition (%) | efficiency (%) | ||||
| e sample | 16 (13.20.8) | 16 | 16 | 68 | 0 | 35.12.6 | |
| (first selection | sample | 14 (16.70.8) | 0 | 10 | 90 | 0 | 53.42.7 |
| level) | aaa no-id sample | 208 (191.03.0) | 8 | 80 | 12 | 0 | 12.31.0 |
| 533 (511.78.3) | 76 | 17 | 2 | 5 | 57.61.7 | ||
| 1662 (1673.911.4) | 35 | 65 | 0 | 0 | 66.01.5 | ||
| e sample | 289 (278.83.5) | 7 | 82 | 11 | 0 | 45.32.7 | |
| sample | 293 (294.53.4) | 2 | 97 | 1 | 0 | 56.42.7 | |
| a no-id sample | 179 (176.82.8) | 9 | 84 | 7 | 0 | 5.30.7 | |
| no lepton sample | 533 (511.78.3) | 76 | 17 | 2 | 5 | 8.90.9 | |
| 1662 (1673.911.4) | 35 | 65 | 0 | 0 | 67.31.5 | ||
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CERN–PH-EP/2006-023
20 June 2006
DELPHI Collaboration
Abstract
A search for the pair production of fourth generation -quarks was performed using data taken by the DELPHI detector at LEP-II. The analysed data were collected at centre-of-mass energies ranging from 196 to 209 GeV, corresponding to an integrated luminosity of 420 pb*-1*. No evidence for a signal was found. Upper limits on and were obtained for masses ranging from 96 to 103 GeV. These limits, together with the theoretical branching ratios predicted by a sequential four generations model, were used to constrain the value of , where , and are elements of the extended CKM matrix.
(Accepted by Eur. Phys. J. C)
J.Abdallah, P.Abreu, W.Adam, P.Adzic, T.Albrecht, R.Alemany-Fernandez, T.Allmendinger, P.P.Allport, U.Amaldi, N.Amapane, S.Amato, E.Anashkin, A.Andreazza, S.Andringa, N.Anjos, P.Antilogus, W-D.Apel, Y.Arnoud, S.Ask, B.Asman, J.E.Augustin, A.Augustinus, P.Baillon, A.Ballestrero, P.Bambade, R.Barbier, D.Bardin, G.J.Barker, A.Baroncelli, M.Battaglia, M.Baubillier, K-H.Becks, M.Begalli, A.Behrmann, E.Ben-Haim, N.Benekos, A.Benvenuti, C.Berat, M.Berggren, L.Berntzon, D.Bertrand, M.Besancon, N.Besson, D.Bloch, M.Blom, M.Bluj, M.Bonesini, M.Boonekamp, P.S.L.Booth†, G.Borisov, O.Botner, B.Bouquet, T.J.V.Bowcock, I.Boyko, M.Bracko, R.Brenner, E.Brodet, P.Bruckman, J.M.Brunet, B.Buschbeck, P.Buschmann, M.Calvi, T.Camporesi, V.Canale, F.Carena, N.Castro, F.Cavallo, M.Chapkin, Ph.Charpentier, P.Checchia, R.Chierici, P.Chliapnikov, J.Chudoba, S.U.Chung, K.Cieslik, P.Collins, R.Contri, G.Cosme, F.Cossutti, M.J.Costa, D.Crennell, J.Cuevas, J.D’Hondt, J.Dalmau, T.da Silva, W.Da Silva, G.Della Ricca, A.De Angelis, W.De Boer, C.De Clercq, B.De Lotto, N.De Maria, A.De Min, L.de Paula, L.Di Ciaccio, A.Di Simone, K.Doroba, J.Drees, G.Eigen, T.Ekelof, M.Ellert, M.Elsing, M.C.Espirito Santo, G.Fanourakis, D.Fassouliotis, M.Feindt, J.Fernandez, A.Ferrer, F.Ferro, U.Flagmeyer, H.Foeth, E.Fokitis, F.Fulda-Quenzer, J.Fuster, M.Gandelman, C.Garcia, Ph.Gavillet, E.Gazis, R.Gokieli, B.Golob, G.Gomez-Ceballos, P.Goncalves, E.Graziani, G.Grosdidier, K.Grzelak, J.Guy, C.Haag, A.Hallgren, K.Hamacher, K.Hamilton, S.Haug, F.Hauler, V.Hedberg, M.Hennecke, H.Herr†, J.Hoffman, S-O.Holmgren, P.J.Holt, M.A.Houlden, J.N.Jackson, G.Jarlskog, P.Jarry, D.Jeans, E.K.Johansson, P.D.Johansson, P.Jonsson, C.Joram, L.Jungermann, F.Kapusta, S.Katsanevas, E.Katsoufis, G.Kernel, B.P.Kersevan, U.Kerzel, B.T.King, N.J.Kjaer, P.Kluit, P.Kokkinias, C.Kourkoumelis, O.Kouznetsov, Z.Krumstein, M.Kucharczyk, J.Lamsa, G.Leder, F.Ledroit, L.Leinonen, R.Leitner, J.Lemonne, V.Lepeltier, T.Lesiak, W.Liebig, D.Liko, A.Lipniacka, J.H.Lopes, J.M.Lopez, D.Loukas, P.Lutz, L.Lyons, J.MacNaughton, A.Malek, S.Maltezos, F.Mandl, J.Marco, R.Marco, B.Marechal, M.Margoni, J-C.Marin, C.Mariotti, A.Markou, C.Martinez-Rivero, J.Masik, N.Mastroyiannopoulos, F.Matorras, C.Matteuzzi, F.Mazzucato, M.Mazzucato, R.Mc Nulty, C.Meroni, E.Migliore, W.Mitaroff, U.Mjoernmark, T.Moa, M.Moch, K.Moenig, R.Monge, J.Montenegro, D.Moraes, S.Moreno, P.Morettini, U.Mueller, K.Muenich, M.Mulders, L.Mundim, W.Murray, B.Muryn, G.Myatt, T.Myklebust, M.Nassiakou, F.Navarria, K.Nawrocki, R.Nicolaidou, M.Nikolenko, A.Oblakowska-Mucha, V.Obraztsov, O.Oliveira, S.M.Oliveira, A.Olshevski, A.Onofre, R.Orava, K.Osterberg, A.Ouraou, A.Oyanguren, M.Paganoni, S.Paiano, J.P.Palacios, H.Palka, Th.D.Papadopoulou, L.Pape, C.Parkes, F.Parodi, U.Parzefall, A.Passeri, O.Passon, L.Peralta, V.Perepelitsa, A.Perrotta, A.Petrolini, J.Piedra, L.Pieri, F.Pierre, M.Pimenta, E.Piotto, T.Podobnik, V.Poireau, M.E.Pol, G.Polok, V.Pozdniakov, N.Pukhaeva, A.Pullia, J.Rames, A.Read, P.Rebecchi, J.Rehn, D.Reid, R.Reinhardt, P.Renton, F.Richard, J.Ridky, M.Rivero, D.Rodriguez, A.Romero, P.Ronchese, P.Roudeau, T.Rovelli, V.Ruhlmann-Kleider, D.Ryabtchikov, A.Sadovsky, L.Salmi, J.Salt, C.Sander, R.Santos, A.Savoy-Navarro, U.Schwickerath, R.Sekulin, M.Siebel, A.Sisakian, G.Smadja, O.Smirnova, A.Sokolov, A.Sopczak, R.Sosnowski, T.Spassov, M.Stanitzki, A.Stocchi, J.Strauss, B.Stugu, M.Szczekowski, M.Szeptycka, T.Szumlak, T.Tabarelli, A.C.Taffard, F.Tegenfeldt, J.Timmermans, L.Tkatchev, M.Tobin, S.Todorovova, B.Tome, A.Tonazzo, P.Tortosa, P.Travnicek, D.Treille, G.Tristram, M.Trochimczuk, C.Troncon, M-L.Turluer, I.A.Tyapkin, P.Tyapkin, S.Tzamarias, V.Uvarov, G.Valenti, P.Van Dam, J.Van Eldik, N.van Remortel, I.Van Vulpen, G.Vegni, F.Veloso, W.Venus, P.Verdier, V.Verzi, D.Vilanova, L.Vitale, V.Vrba, H.Wahlen, A.J.Washbrook, C.Weiser, D.Wicke, J.Wickens, G.Wilkinson, M.Winter, M.Witek, O.Yushchenko, A.Zalewska, P.Zalewski, D.Zavrtanik, V.Zhuravlov, N.I.Zimin, A.Zintchenko, M.Zupan
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† deceased
1 Introduction
The Standard Model (SM), although in agreement with the available experimental data [1], leaves several open questions. In particular, the number of fermion generations and their mass spectrum are not predicted. The measurement of the decay widths [1] established that the number of light neutrino species (, where is the boson mass) is equal to three. However, if a heavy neutrino or a neutrinoless extra generation exists, this bound does not exclude the possibility of extra generations of heavy quarks. Moreover the fit to the electroweak data [2] does not deteriorate with the inclusion of one extra heavy generation, if the new up and down-type quarks mass difference is not too large. It should be noticed however that in this fit no mixing of the extra families with the SM ones is assumed.
The subject of this paper is the search for the pair production of a fourth generation -quark at LEP-II: production and decay are discussed in section 2; in section 3, the data sets and the Monte Carlo (MC) simulation are described; the analysis is discussed in section 4; the results and their interpretation within a sequential model are presented in sections 5 and 6, respectively.
2 -quark production and decay
Extra generations of fermions are predicted in several SM extensions [3, 4]. In sequential models [5, 6, 7], a fourth generation of fermions carrying the same quantum numbers as the SM families is considered. In the quark sector, an up-type quark, , and a down-type quark, , are included. The corresponding extended Cabibbo-Kobayashi-Maskawa (CKM) matrix is unitary, approximately symmetric and almost diagonal. As CP-violation is not considered in the model, all the CKM elements are assumed to be real.
The -quark may decay via charged currents (CC) to , with , or via flavour-changing neutral currents (FCNC) to , where and (Fig. 1). As in the SM, FCNC are absent at tree level, but can appear at one-loop level, due to CKM mixing. If the is lighter than and , the decays and are kinematically forbidden and the one-loop FCNC decays can be as important as the CC decays [6].
The analysis of the electroweak data [1] shows that the mass difference GeV is consistent with the measurement of the parameter [3, 5]. In particular, when , either or decay tend to be dominant [5, 6, 7]. In this case, the partial widths of the CC and FCNC decays depend mainly on , and , where , and are elements of the extended CKM matrix [7].
Limits on the mass of the -quark have been set previously at various accelerators. At LEP-I, all the experiments searched for pair production (), yielding a lower limit on the mass of about [8]. At the Tevatron, both the D0[9] and CDF [10] experiments reported limits on , where is the branching ratio corresponding to the considered FCNC decay mode and . Assuming , CDF excluded the region GeV. Although no dedicated analysis was performed for the decay, the D0 limits on from Fig. 44 and Table XXXI of reference [11] can give a hint on the possible values for [12].
In the present analysis the on-shell FCNC () and CC () decay modes were studied and consequently the mass range GeV GeV was considered. This mass range is complementary to the one covered by CDF [10]. The mass range was not considered because in this region the evaluation of the branching ratios for the different decays is particularly difficult from the theoretical point of view [7]. In the present analysis no assumptions on the and in order to derive mass limits were made. Different final states, corresponding to the different decay modes and subsequent decays of the and bosons, were analysed.
3 Data samples and Monte Carlo simulation
The analysed data were collected with the DELPHI detector [13] during the years 1999 and 2000 in LEP-II runs at GeV and correspond to an integrated luminosity of about 420 pb*-1*. The luminosity collected at each centre-of-mass energy is shown in Table 1. During the year 2000, an unrecoverable failure affected one sector of the central tracking detector (TPC), corresponding to 1/12 of its acceptance. The data collected during the year 2000 with the TPC fully operational were split into two energy bins, below and above GeV, with GeV and GeV, respectively. The data collected with one sector of the TPC turned off were analysed separately and have GeV.
Signal samples were generated using a modified version of PYTHIA 6.200 [14]. Although PYTHIA does not provide FCNC decay channels for quarks, it was possible to activate them by modifying the decay products of an available channel. The angular distributions assumed for pair production and decay were those predicted by the SM for any heavy down-type quark. Different samples, corresponding to masses in the range between 96 and 103 GeV and with a spacing of 1 GeV were generated at each centre-of-mass energy. Specific Monte Carlo simulations (for both SM and signal processes) were produced for the period when one sector of the TPC was turned off.
The most relevant background processes for the present analyses are those leading to or bosons in the final state, i.e. four-fermion backgrounds. Radiation in these events can mimic the six-fermion final states for the signal. Additionally and Bhabha events can not be neglected since for signal final states with missing energy these backgrounds can become important. SM background processes were simulated at each centre-of-mass energy using several Monte Carlo generators. All the four-fermion final states (both neutral and charged currents) were generated with WPHACT [15], while the particular phase space regions of referred to as interactions were generated using PYTHIA [14]. The final state was generated with KK2F [16]. Bhabha events were generated with BHWIDE [17].
The generated signal and background events were passed through the detailed simulation of the DELPHI detector [13] and then processed with the same reconstruction and analysis programs as the data.
4 Description of the analyses
Pair production of -quarks was searched for in both the FCNC () and CC () decay modes. The decay modes and the subsequent decays of the gauge bosons ( or ) lead to several different final states (Fig. 2). The final states considered and their branching ratios are shown in Table 2. The choice of the considered final states was done taking into account their signatures and BR. About 81% and 90% of the branching ratio to the FCNC and CC channels were covered, respectively. All final states include two jets originating from the low energy () quarks present in the FCNC (CC) decay modes. A common preselection was adopted, followed by a specific analysis for each of the final states (Table 2).
Events were preselected by requiring at least eight good charged-particle tracks and the visible energy measured at polar angles111In the standard DELPHI coordinate system, the positive axis is along the electron beam direction. The polar angle () is defined with respect to the axis. In this paper, polar angle ranges are always assumed to be symmetric with respect to the plane. above , to be greater than . Good charged-particle tracks were defined as those with a momentum above 0.2 GeV and impact parameters in the transverse plane and along the beam direction below 4 cm and below 4 cm, respectively.
The identification of muons relied on the association of charged particles to signals in the muon chambers and in the hadronic calorimeters and was provided by standard DELPHI algorithms [13]. The identification of electrons and photons was performed by combining information from the electromagnetic calorimeters and the tracking system. Radiation and interaction effects were taken into account by an angular clustering procedure around the main shower [18].
The search for isolated particles (charged leptons and photons) was done by constructing double cones oriented in the direction of charged-particle tracks or neutral energy deposits. The latter ones were defined as calorimetric energy deposits above GeV, not matched to charged-particle tracks and identified as photon candidates by the standard DELPHI algorithms [13, 18]. For charged leptons (photons), the energy in the region between the two cones, which had half-opening angles of and ( and ), was required to be below 3 GeV (1 GeV), to ensure isolation. All the charged-particle tracks and neutral energy deposits inside the inner cone were associated to the isolated particle. Its energy was then re-evaluated as the sum of the energies inside the inner cone and was required to be above 5 GeV. For well identified leptons or photons [13, 18] the above requirements were weakened. In this case only the external cone was used (to ensure isolation) and its angle was varied according to the energy of the lepton (photon) candidate, down to for GeV/ ( for GeV/), with the allowed energy inside the cone reduced by (). Isolated leptons were required to have a momentum greater than 10 GeV and a polar angle above . Events with isolated photons were rejected.
All the events were clustered into two, four or six jets using the Durham jet algorithm [19], according to the number of jets expected in the signal in each of the final states, unless explicitly stated otherwise. Although two jets are always present in the FCNC final states, they have a relatively low energy and b-tagging techniques [20] were not used.
Events were assigned to the different final states according to the number of isolated leptons and to the missing energy in the event, as detailed in Table 3. Within the same decay channel, the different selections were designed to be mutually exclusive. For the final states involving charged leptons ( and ), events were divided into different samples according to the lepton flavour identification: sample (well identified electrons), sample (well identified muons) and no-id sample (leptons with unidentified flavour or two leptons identified with different flavours).
Specific analyses were then performed for each of the final states. The selection criteria for the and final states were the same. The final state has a very clean signature (two leptons with , two low energy jets and missing mass close to ) and consequently a sequential cut analysis was adopted. For all the other final states, a sequential selection step was followed by a discriminant analysis. In this case, a signal likelihood () and a background likelihood () were assigned to each event, based on Probability Density Functions (PDF), built from the distributions of relevant physical variables. The discriminant variable was defined as .
4.1 The final state
The FCNC final state events were preselected as described above, by requiring at least eight good charged-particle tracks, the visible energy measured at polar angles above , to be greater than and at least one isolated lepton. Distributions of the relevant variables are shown in Fig. 3 for all the events assigned to this final state after the preselection. The event selection was performed in two levels. In the first one, events were required to have at least two leptons and an effective centre-of-mass energy [21], , below . The particles other than the two leptons in the events were clustered into two jets and the Durham resolution variable in the transition from two jets to one jet222The Durham resolution variable is the minimum value of the scaled transverse momentum obtained in the transition from to jets [19] and will be represented by . was required to be greater than 0.002. The number of data events and the SM expectation after the first selection level is shown in Table 4. The background composition and the signal efficiencies at this level of selection for GeV and GeV are given in Table 8. The efficiencies for the other relevant masses and values were found to be the same within errors. Data, SM expectation and signal distributions at this selection level are shown in Fig. 4.
In the final selection level the momentum of the more energetic (less energetic) jet was required to be below 30 GeV (12.5 GeV). Events in the and no-id samples had to have a missing energy greater than . In the sample events were required to have an angle between the two muons greater than 125∘. In the no-id sample, the angle between the two charged leptons had to be greater than 140∘ and , where and are the missing momentum and energy, respectively. After the final selection, one data event was selected for an expected background of 1.50.7. This event belonged to the no-id sample and was collected at GeV. The signal efficiencies for GeV and GeV are % ( sample), % ( sample) and % (no-id sample) and their variation with and was found to be negligible in the relevant range.
4.2 The final state
The FCNC final state is characterised by the presence of four jets and a missing mass close to . At least 20 good charged-particle tracks and were required. Events were clustered into four jets. Monojet-like events were rejected by requiring ( is the Durham resolution variable in the two to one jet transition). Furthermore, was required to be below 2.8 and the energy of the leading charged particle of the most energetic jet was required to be below .
A kinematic fit imposing energy-momentum conservation and no missing energy was applied and the background-like events with were rejected. The data, SM expectation and signal distributions of this variable are shown in Fig. 5. Table 5 summarizes the number of selected data events and the SM expectation. The background composition and the signal efficiency at this level of selection for GeV and GeV are given in Table 8. The efficiencies for the other relevant masses and values were found to be the same within errors.
A discriminant selection was then performed using the following variables to build the PDFs:
- •
the missing mass;
- •
, where is the acoplanarity333The acoplanarity between two particles is defined as , where are the azimuthal angles of the two particles (in degrees). and are the polar angles of the jets when forcing the events into two jets444While the signal is characterised by the presence of four jets in the final state, the two jets configuration is used mainly for background rejection.;
- •
the acollinearity between the two most energetic jets555The acollinearity between two particles is defined as , where is the angle (in degrees) between those two particles. with the event particles clustered into four jets;
- •
the sum of the first and third Fox-Wolfram moments () [22];
- •
the polar angle of the missing momentum.
The data, SM expectation and signal distributions of these variables are shown in Fig. 6.
4.3 The final state
The FCNC final state is characterised by the presence of six jets and a small missing energy. All the events were clustered into six jets and only those with at least 30 good charged-particle tracks were accepted. Moreover, events were required to have , and . The number of selected data events and the expected background at this level are shown in Table 6. The background composition and the signal efficiency at this level of selection for GeV and GeV are given in Table 8. The efficiencies for the other relevant masses and values were found to be the same within errors.
A discriminant selection was performed using the following variables to build the PDFs:
- •
the Durham resolution variable, ;
- •
the Durham resolution variable, ;
- •
the acollinearity between the two most energetic jets, with the event forced into four jets;
- •
the sum of the first and third Fox-Wolfram moments;
- •
the momentum of the most energetic jet;
- •
the angle between the two most energetic jets (with the events clustered into six jets).
The distributions of these variables are shown in Fig. 7 for data, SM expectation and signal.
4.4 The final state
The signature of this CC final state is the presence of four jets (two of them having low energy), one isolated lepton and missing energy (originating from the decay). The events were accepted if they had at least 15 good charged-particle tracks. The event particles other than the identified lepton were clustered into four jets. Part of the and background was rejected by requiring . Furthermore, there should be only one charged-particle track associated to the isolated lepton, and the leading charged particle of the most energetic jet was required to have a momentum below . The number of selected data events and SM expectations at this level are summarized in Table 7. The background composition and the signal efficiencies at this level of selection for GeV and GeV are given in Table 8. The efficiencies for the other relevant masses and values were found to be the same within errors.
The PDFs used to calculate the background and signal likelihoods were based on the following variables:
- •
the sum of the first and third Fox-Wolfram moments;
- •
the invariant mass of the two jets, with the event particles other than the identified lepton clustered into two jets;
- •
the Durham resolution variable, ;
- •
, where are the momenta of the charged particles (excluding the lepton) in the same hemisphere as the lepton (the hemisphere is defined with respect to the lepton);
- •
the acollinearity between the two most energetic jets;
- •
the angle between the lepton and the missing momentum.
The data, SM expectation and signal distributions of these variables are shown in Fig. 8.
In order to improve the efficiency, events with no leptons seen in the detector were kept in a fourth sample. For this sample, the selection criteria of the final state were applied and the same variables as in section 4.2 were used to build the PDFs. The signal efficiency after the first selection level for GeV and GeV was %. The efficiencies for the other relevant masses and values were found to be the same within errors.
4.5 The final state
This final state is very similar to (with slightly different kinematics due to the mass difference between the and the ). The analysis described in section 4.3 was thus adopted. The number of selected events and the SM expectations can be found in Table 6. At this level, the signal efficiency for GeV and GeV was %. The efficiencies for the other masses and centre-of-mass energies were the same within errors. The PDFs were built using the same set of variables as in section 4.3.
5 Results
For all final states, a good agreement between data and SM expectation was found. The summary of the total number of selected data events, SM expectations, the corresponding background composition and the signal efficiencies for the studied final states are shown in Table 8. In the final state, one data event was retained after the final selection level, for a SM expectation of 1.5 0.7 events. This event belonged to the no-id sample and was collected at GeV. For all the other final states, discriminant analyses were used. In these cases, a discriminant variable, , was defined. The distributions of , for the different analysis channels are shown in Fig. 9. No evidence for a signal was found in any of the channels and the full information, i.e. event numbers and the shapes of the distributions of the discriminant variables were used to derive limits on and .
5.1 Limits on and
Upper limits on the product of the cross-section and the branching ratio as a function of the mass were derived at 95% confidence level (CL) in each of the considered decay modes (FCNC and CC), taking into account the values of the discriminant variables and their expected distributions for signal and background, the signal efficiencies and the data luminosities at the various centre-of-mass energies.
Assuming the SM cross-section for the pair production of heavy quarks at LEP[7, 14], these limits were converted into limits on the branching ratios corresponding to the and decay modes. The modified frequentist likelihood ratio method [23] was used. The different final states and centre-of-mass energy bins were treated as independent channels. For each mass only the channels with were considered. In order to avoid some non-physical fluctuations of the distributions of the discriminant variables due to the limited statistics of the generated events, a smoothing algorithm was used. The median expected limit, i.e. the limit obtained if the SM background was the only contribution in data, was also computed. In Fig. 10 the observed and expected limits on and are shown as a function of the mass. The and bands around the expected limit are also shown. The observed and expected limits are statistically compatible. At 95% CL and for GeV, the and have to be below % and %, respectively. These limits were evaluated taking into account the systematic uncertainties, as explained in the next subsection.
The limits obtained for are compatible with those presented by CDF [10] for a mass of 100 GeV. Below this mass, the DELPHI result is more sensitive and the CDF limit degrades rapidly. For higher masses, the LEP-II kinematical limit is reached and the present analysis looses sensitivity.
5.2 Systematic uncertainties
The evaluation of the limits was performed taking into account systematic uncertainties, which affect the background estimation, the signal efficiency and the shape of the distributions used. The following systematic uncertainties were considered:
- •
SM cross-sections: uncertainties on the SM cross-sections translate into uncertainties on the expected number of background events. The overall uncertainty on the most relevant SM background processes for the present analyses is typically less than 2% [24], which leads to relative changes on the branching ratio limits below 6%;
- •
Signal generation: uncertainties on the final state quark hadronisation and fragmentation modelling were studied. The Lund symmetric fragmentation function was tested and compared with schemes where the and quark masses are taken into account [14]. This systematic error source was estimated to be of the order of 20% in the signal efficiency, by conservatively taking the maximum observed variation. The relative effect on the branching ratio limits is below 16%;
- •
Smoothing: the uncertainty associated to the discriminant variables smoothing was estimated by applying different smoothing algorithms. The smoothing procedure does not change the number of SM expected events or the signal efficiency, but may lead to differences in the shape of the discriminant variables. The relative effect of this uncertainty on the limits evaluation was found to be below 9%.
Further details on the evaluation of the systematic errors and the derivation of limits can be found in [25].
6 Constraints on
The branching ratios for the decays can be computed within a four generations sequential model [5, 6, 7]. As discussed before, if the is lighter than both the and the quarks and , the main contributions to the width are and [7]. Using the unitarity of the CKM matrix, its approximate diagonality () and taking [12], the branching fractions can be written as a function of three variables: , and [5, 6, 7].
Fixing , the limits on and (Fig. 10) can be translated into 95% CL bounds on as a function of . Two extreme cases were considered: the almost degenerate case, with GeV, and the case in which the mass difference is close to the largest possible value, GeV [3, 5]. The results are shown in Fig. 11 and Fig. 12. In the figures, the upper curve was obtained from the limit on , while the lower curve was obtained from the limit on , which decreases with growing . This suppression is due to the GIM mechanism [26] as approaches . On the other hand, as the mass approaches the threshold, the decay dominates over [7] and the lower limit on becomes less stringent. The expected limits on did not allow to set exclusions for low values of and GeV (see Fig. 11).
7 Conclusions
The data collected with the DELPHI detector at GeV show no evidence for the pair production of -quarks with masses ranging from 96 to 103 GeV.
Assuming the SM cross-section for the pair production of heavy quarks at LEP, 95% CL upper limits on and were obtained. It was shown that, at 95% CL and for GeV, the and have to be below % and %, respectively. The 95% CL upper limits on the branching ratios, combined with the predictions of the sequential fourth generation model, were used to exclude regions of the (, ) plane for two hypotheses of the mass difference. It was shown that, for GeV and GeV GeV, is bounded by an upper limit of (). For GeV and GeV, the CKM ratio was constrained to be in the range .
Acknowledgements
We are greatly indebted to our technical collaborators, to the members of the CERN-SL Division for the excellent performance of the LEP collider, and to the funding agencies for their support in building and operating the DELPHI detector.
We acknowledge in particular the support of
Austrian Federal Ministry of Education, Science and Culture, GZ 616.364/2-III/2a/98,
FNRS–FWO, Flanders Institute to encourage scientific and technological research in the industry (IWT) and Belgian Federal Office for Scientific, Technical and Cultural affairs (OSTC), Belgium,
FINEP, CNPq, CAPES, FUJB and FAPERJ, Brazil,
Czech Ministry of Industry and Trade, GA CR 202/99/1362,
Commission of the European Communities (DG XII),
Direction des Sciences de la Matire, CEA, France,
Bundesministerium fr Bildung, Wissenschaft, Forschung und Technologie, Germany,
General Secretariat for Research and Technology, Greece,
National Science Foundation (NWO) and Foundation for Research on Matter (FOM), The Netherlands,
Norwegian Research Council,
State Committee for Scientific Research, Poland, SPUB-M/CERN/PO3/DZ296/2000, SPUB-M/CERN/PO3/DZ297/2000, 2P03B 104 19 and 2P03B 69 23(2002-2004)
FCT - Fundação para a Ciência e Tecnologia, Portugal,
Vedecka grantova agentura MS SR, Slovakia, Nr. 95/5195/134,
Ministry of Science and Technology of the Republic of Slovenia,
CICYT, Spain, AEN99-0950 and AEN99-0761,
The Swedish Research Council,
Particle Physics and Astronomy Research Council, UK,
Department of Energy, USA, DE-FG02-01ER41155,
EEC RTN contract HPRN-CT-00292-2002.
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