New simple modular Lie superalgebras as generalized prolongs
Sofiane Bouarroudj, Pavel Grozman, Dimitry Leites

TL;DR
This paper explores the prolongations of simple finite-dimensional Lie superalgebras over fields with characteristic p>2, discovering new simple superalgebras and classifying those with rank 2 Cartan matrices.
Contribution
It introduces new simple Lie superalgebras, including superBrown and superMelikyan, and classifies rank 2 Cartan matrix superalgebras, expanding the understanding of modular Lie superalgebras.
Findings
Discovered several new simple Lie superalgebras, including superBrown and superMelikyan.
Classified simple Lie superalgebras with Cartan matrix of rank 2.
Analyzed prolongations of simple Lie superalgebras over fields with characteristic p>2.
Abstract
Over algebraically closed fields of characteristic p>2, prolongations of the simple finite dimensional Lie algebras and Lie superalgebras with Cartan matrix are studied for certain simplest gradings of these algebras. Several new simple Lie superalgebras are discovered, serial and exceptional, including superBrown and superMelikyan superalgebras. Simple Lie superalgebras with Cartan matrix of rank 2 are classified.
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Taxonomy
TopicsNonlinear Waves and Solitons · Advanced Topics in Algebra · Algebraic structures and combinatorial models
New simple modular Lie superalgebras as generalized prolongs
Sofiane Bouarroudj1, Pavel Grozman2, Dimitry Leites3
1Department of Mathematics, United Arab Emirates University, Al Ain, PO. Box: 17551; [email protected]
2Equa Simulation AB, Stockholm, Sweden; [email protected]
3MPIMiS, Inselstr. 22, DE-04103 Leipzig, Germany
on leave from Department of Mathematics, University of Stockholm, Roslagsv. 101, Kräftriket hus 6, SE-106 91 Stockholm, Sweden; [email protected], [email protected]
Abstract.
Over algebraically closed fields of characteristic , prolongations of the simple finite dimensional Lie algebras and Lie superalgebras with Cartan matrix are studied for certain simplest gradings of these algebras. Several new simple Lie superalgebras are discovered, serial and exceptional, including superBrown and superMelikyan superalgebras. Simple Lie superalgebras with Cartan matrix of rank 2 are classified.
Key words and phrases:
Cartan prolongation, nonholonomic manifold, Lie superalgebra
1991 Mathematics Subject Classification:
17B50, 70F25
We are thankful to I. Shchepochkina for help; DL is thankful to MPIMiS, Leipzig, for financial support and most creative environment.
1. Introduction
1.1. Setting
We use standard notations of [FH, S]; for the precise definition (algorithm) of generalized Cartan-Tanaka–Shchepochkina (CTS) complete and partial prolongations, and algorithms of their construction, see [Shch]. Hereafter is an algebraically closed field of characteristic , unless specified. Let , and , where . Let denote the incarnation of the Lie (super)algebra with the th Cartan matrix, cf. [GL4, BGL1]. On classification of simple vectorial Lie superalgebras with polynomial coefficients (in what follows referred to as vectorial Lie superalgebras of polynomial vector fields over , see [LSh, K3]).
The works of S. Lie, Killing and È. Cartan, now classical, completed classification over of
[TABLE]
Lie algebras and Lie superalgebras over fields in characteristic , a.k.a. modular Lie (super)algebras, were first recognized and defined in topology, in the 1930s. The simple Lie algebras drew attention (over finite fields ) as a step towards classification of simple finite groups, cf. [St]. Lie superalgebras, even simple ones and even over or , did not draw much attention of mathematicians until their (outstanding) usefulness was observed by physicists in the 1970s. Meanwhile mathematicians kept discovering new and new examples of simple modular Lie algebras until Kostrikin and Shafarevich ([KS]) formulated a conjecture embracing all previously found examples for . Its generalization reads: select a -form of every of type111Observe that the algebra of divided powers (the analog of the polynomial algebra for ) and hence all prolongs (Lie algebras of vector fields) acquire one more — shearing — parameter: , see [S]. , take and its simple finite dimensional subquotient (there can be several such ). Together with deformations222It is not clear, actually, if the conventional notion of deformation can always be applied if (for the arguments, see [LL]; cf. [Vi]); to give the correct (better say, universal) notion is an open problem, but in some cases it is applicable, see [BGL4]. of these examples we get in this way all simple finite dimensional Lie algebras over algebraically closed fields if . If , we should add to the above list Melikyan’s examples.
Having built upon ca 30 years of work of several teams of researchers, and having added new ideas and lots of effort, Block, Wilson, Premet and Strade proved the generalized KSh conjecture for , see [S]. For , the above KSh-procedure does not produce all simple finite dimensional Lie algebras; there are other examples. In [GL4], we returned to É. Cartan’s description of -graded Lie algebras as CTS prolongs, i.e., as subalgebras of vectorial Lie algebras preserving certain distributions; we thus interpreted the “mysterious” at that moment exceptional examples of simple Lie algebras for (the Brown, Frank, Ermolaev and Skryabin algebras), further elucidated Kuznetsov’s interpretation [Ku1] of Melikyan’s algebras (as prolongs of the nonpositive part of the Lie algebra in one of its -gradings) and discovered three new series of simple Lie algebras. In [BjL], the same approach yielded , a simple super versions of , and , a simple super Melikyan algebra. Both and are indigenous to , the case where is not simple.
1.2. Classification: Conjectures and results
Recently, Elduque considered super analogs of the exceptional simple Lie algebras; his method leads to a discovery of 10 new simple (presumably, exceptional) Lie superalgebras for . For a description of the Elduque superalgebras, see [CE, El1, CE2, El2]; for their description in terms of Cartan matrices and analogs of Chevalley relations and notations we use in what follows, see [BGL1, BGL2].
In [L], a super analog of the KSh conjecture embracing all types of simple (finite dimensional) Lie superalgebras is formulated based on an entirely different idea in which the CTS prolongs play the main role:
For every simple finite dimensional Lie (super)algebra of the form , take its non-positive part with respect to a certain simplest -grading, consider its complete and partial prolongs and take their simple subquotients.
The new examples of simple modular Lie superalgebras (, , ) support this conjecture. (This is how Cartan got all simple -graded Lie algebras of polynomial growth and finite depth — the Lie algebras of type — at the time when the root technique was not discovered yet.)
1.2.1. Yamaguchi’s theorem ([Y])
This theorem, reproduced in [GL4, BjL], states that for almost all simple finite dimensional Lie algebras over and their -gradings of finite depth , the CTS prolong of is isomorphic to , the rare exceptions being two of the four series of simple vectorial algebras (the other two series being partial prolongs).
1.2.2. Conjecture
In the following theorems, we present the results of SuperLie-assisted ([Gr]) computations of the CTS-prolongs of the non-positive parts of the simple finite dimensional Lie algebras and Lie superalgebras ; we have only considered -grading corresponding to each (or, for larger ranks, even certain selected) of the simplest gradings , where all but one coordinates of are equal to 0 and only one — selected — is equal to 1, and where we set for the Chevalley generators of , see [BGL1].
Other gradings (as well as algebras of higher ranks) do not yield new simple Lie (super)algebras as prolongs of the non-positive parts.
Theorem**.**
The CTS prolong of the nonpositive part of returns in the following cases: and , , and considered with the -grading with one selected root corresponding to the endpoint of the Dynkin diagram.
1.3.1. Conjecture
[The computer got stuck here, after weeks of computations] To the cases of Theorem **1.3. **Theorem, one can add the case for and (see [BGL2]) in its -grading with only one odd simple root and with one selected root corresponding to any endpoint of the Dynkin diagram.
Theorem**.**
Let . For the previously known (we found more, see Theorems **1.6. **Theorem, **1.7. **Theorem) simple finite dimensional Lie superalgebras of rank with Cartan matrix and for their simplest gradings , the CTS prolongs (of the non-positive part of ) different from are given in the following table elucidated below.
1.5. Melikyan superalgebras for
There are known the two constructions of the Melikyan algebra , defined for :
-
as the CTS prolong of the triple , and the trivial module , see [S]; this construction would be a counterexample to our conjecture were there no alternative:
-
as the complete CTS prolong of the non-negative part of in its grading , with obtained now as a partial prolong, see [Ku1, GL4].
In [BjL], we have singled out as a simple analog of as a partial CTS prolongs of the pair (the negative part of , ), and as a simple analog of whose non-positive part is the same as that of , i.e., and are analogs of the construction 2).
The original Melikyan’s construction 1) also has its super analog for (only in the situation described in Theorem **1.6. **Theorem) and it yields a new series of simple Lie superalgebras as the complete prolongs, with another simple analog of as a partial prolong.
Recall ([BGL1]) that we normalize the Cartan matrix so that or [math] if the th root is odd, whereas if the th root is even, we set or [math] in which case we write instead of [math] in order not to confuse with the case of odd roots.
Theorem**.**
A analog of the construction of the Melikyan algebra is given by setting , and being the trivial module. It yields a simple super Melikyan algebra that we denote by , non-isomorphic to a superMelikyan algebra .
The partial prolong of the non-positive part of is a new (exceptional) simple Lie superalgebra that we denote by . This has the three Cartan matrices: and joined by an odd reflection, and . It is a super analog of the Brown algebra , its even part.
The CTS prolongs for the simplest gradings of returns known simple Lie superalgebras, whereas the CTS prolong for a simplest grading of returns, as a partial prolong, a new simple Lie superalgebra we denote .
Unlike , the Lie superalgebra has analogs for , e.g., for , we get a new simple Lie superalgebra such that with the two Cartan matrices and . The CTS prolongs of for all its Cartan matrices and the simplest return .
Having got this far, it was impossible not to try to get classification of simple ’s. Here is its beginning part, see [BGL5].
Theorem**.**
If , every finite dimensional simple Lie superalgebra with a Cartan matrix is isomorphic to , , or . If , we should add . If , we should add .
Remark**.**
For details of description of the new simple Lie superalgebras of types and and their subalgebras, in particular, presentations of and , and proof of Theorem **1.7. **Theorem and its generalization for higher ranks, see [BGL4, BGL5].
The new simple Lie superalgebras obtained are described in the next subsections.
[TABLE]
[TABLE]
[TABLE]
1.8. A description of
For and , we have the following realization of the non-positive part:
[TABLE]
The -module is irreducible, having one highest weight vector .
Let . The CTS prolong gives . The -module has the following two lowest weight vectors:
[TABLE]
Since generates the positive part of the CTS prolong, and , the standard criteria of simplicity ensures that the CTS prolong is simple. Since none of the -graded Lie superalgebras over of polynomial growth and finite depth has grading of this form (with ), we conclude that this Lie superalgebra is new. We denote it by , where is the shearing parameter of the even indeterminates. Our calculations show that always. For , 2, the super dimensions of the positive components of are given in the following tables:
[TABLE]
Let , and be the lowest height vectors of with respect to . For , these vectors are as follows:
[TABLE]
For , the lowest hight vectors are as in the table above together with the following ones
[TABLE]
Let us investigate if has partial prolongs as subalgebras:
(i) Denote by the -module generated by . We have . The CTS partial prolong gives a graded Lie superalgebra with the property that . From the description of irreducible modules over solvable Lie superalgebras [Ssol], we see that the irreducible -modules are 1-dimensional. For irreducible -submodules in we have two possibilities: to take or ; for both of them, is purely odd and we can never get a simple Cartan prolong.
(ii) Denote by the -module generated by . We have . The CTS partial prolong returns .
1.9. A description of
We consider with . In this case, . Since the -module action is not faithful, we consider the quotient algebra and embed . This realization is given by the following table:
[TABLE]
The -module is irreducible, having one lowest weight vector and one highest weight vector . The CTS prolong gives a Lie superalgebra of superdimension . Indeed, and . The -module has one lowest vector:
[TABLE]
The is one-dimensional spanned by the following vector
[TABLE]
Besides, if , then for all values of the sharing parameter . A direct computation gives and . SuperLie tells us that this Lie superalgebra has three ideals with the same non-positive part but different positive parts: , , . The ideal is just our , see [BjL, CE]. The partial CTS prolong with returns plus an outer derivation given by the vector above (of degree 2). It is clear now that is not simple.
1.10. A description of
We consider and . In this case, . Since the -module action is again not faithful, we consider the quotient module and embed . This realization is given by the following table:
[TABLE]
The -module is irreducible, having one highest weight vector . We have . The -module has two lowest weight vectors given by
[TABLE]
Now, the -module generated by the the vectors and is not the whole but a -module that we denote by , of . The CTS prolong is not simple, so consider the Lie subsuperalgebra ; the superdimensions of its positive part are
[TABLE]
The lowest weight vectors of the above components are precisely described bellow:
[TABLE]
Since none of the known simple finite dimensional Lie superalgebra over (algebraically closed) fields of characteristic 0 or has such a non-positive part in any -grading, it follows that is new.
Let us investigate if has subalgebras — partial prolongs.
(i) Denote by the -module generated by . We have . The CTS partial prolong gives a graded Lie superalgebra with and for . An easy computation shows that and . Since we are investigating simple Lie superalgebra, we take the simple part of . This simple Lie superalgebra is isomorphic to .
(ii) Denote by the -module generated by . We just saw that . The CTS partial prolong gives also .
. In this case, . Since the -module action is not faithful, we consider the quotient algebra and embed . The CTS prolong returns .
1.11. A description of
-
Our first idea was to try to repeat the above construction with a suitable super version of . There is only one simple super analog of , namely , but our attempts [BjL] to construct a super analog of Melikyan algebra in the above way as Kuznetsov suggested [Ku1] (reproduced in [GL4]) resulted in something quite distinct from the Melikyan algebra: The Lie superalgebras we obtained, an exceptional one (cf. [CE, BGL1]) and a series , are indeed simple but do not resemble either or .
-
Our other idea is based on the following observation. The anti-symmetric form
[TABLE]
on the quotient space of functions (with compact support) modulo constants on the 1-dimensional manifolds, has its counterpart in -dimensional case in presence of a contact structure and only in this case as follows from the description of invariant bilinear differential operators, see [KLV]. Indeed, the Lie superalgebra does not distinguish between the space of volume forms (let its generator be denoted ) and the quotient , where is the contact form.
For any prime therefore, on the space of “functions (with compact support) in one even indeterminate and one odd, modulo constants”, the superanti-symmetric bilinear form
[TABLE]
where and and where , is nondegenerate.
Therefore, we may expect that, for small and , the Melikyan effect will reappear. Consider as the most plausible.
We should be careful with parities. The parity of is a matter of agreement, let it be even. Then the integral is an odd functional but the factorization modulo makes the form even. (Setting we make the integral an even functional and the factorization modulo makes the form even again.)
Since the form is even, we get the following realization of
[TABLE]
by generating functions of contact vector fields on the -dimensional superspace with the contact form, where the coefficients are found from the explicit values of
[TABLE]
The coordinates on this -dimensional superspace are hatted in order not to confuse them with generating functions of :
[TABLE]
We explicitly have:
[TABLE]
Now, let us realize by contact fields in hatted functions:
[TABLE]
The CTS prolong gives that .
The case where is more interesting because it will give us the series . The non-positive part is as follows:
[TABLE]
The Lie superalgebra is not simple because . Denote . The CTS partial prolong seems to be very interesting. First, our computation shows that the parameter depends only on the first parameter (relative to ). Namely, . For , 2, the super dimensions of the positive components of are given in the following table:
[TABLE]
Here we have that and the generates the positive part. The standard criteria for simplicity ensures that is simple. For , the lowest weight vectors are as follows:
[TABLE]
For , the lowest weight vectors are as above together with:
[TABLE]
Let us investigate the subalgebras of — partial prolongs:
(i) Denote by the -module generated by . We have and for all . The CTS partial prolong gives a graded Lie superalgebra with the property that . The partial CTS prolong is not simple
(ii) Denote by the -module generated by . We have . The CTS partial prolong returns .
1.12. A description of
We have the following realization of the non-positive part inside :
[TABLE]
The Lie superalgebra is solvable, and hence the CTS prolong is NOT simple since does not generate the positive part. Our calculation shows that the prolong does not depend on , i.e., . The simple part of this prolong is . The of the positive parts are described as follows:
[TABLE]
and the lowest weight vectors are as follows:
[TABLE]
[TABLE]
1.13. A description of
We have the following realization of the non-positive part inside :
[TABLE]
The Lie superalgebra is solvable with the property that . The CTS prolong is NOT simple since does not generate the positive part. Our calculation shows that the prolong does not depend on , i.e., . The simple part of this prolong is . The of the positive parts are described as follows:
[TABLE]
and the lowest weight vectors are
[TABLE]
Let us study now the case where . Our calculation shows that is generated by the vectors above together with . The Lie algebra is solvable of . The CTS prolong gives a Lie superalgebra that is not simple because does not generate the positive part. Its simple part is a new Lie superalgebra that we denote by , described as follows (here also :
[TABLE]
1.14. A description of
We have the following realization of the non-positive part inside :
[TABLE]
The Lie superalgebra is isomorphic to . The CTS prolong is NOT simple since it gives back + an outer derivation. The of the positive parts are described as follows:
[TABLE]
and the lowest weight vectors are
[TABLE]
1.15. A description of
We have the following realization of the non-positive part inside :
[TABLE]
The Lie superalgebra is solvable with the property that . The CTS prolong is NOT simple since does not generate the positive part. Our calculation shows that the prolong does not depend on , i.e., . The simple part of this prolong is . The of the positive parts are described as follows:
[TABLE]
and the lowest weight vectors are
[TABLE]
Let us study now the case where . The Lie algebra is solvable of . The CTS prolong gives a Lie superalgebra that is not simple because does not generate the positive part. Its simple part is a new Lie superalgebra that we had denoted by , described as follows (here also :
[TABLE]
1.16. Constructing Melikyan superalgebras
Denote by the space of semi-densities (weighted densities of weight ). For , the CTS prolong of the triple gives the whole . For , let us realize the non-positive part in :
[TABLE]
The CTS prolong gives that =0 for all .
Consider now the case of , where . The non-positive part is realized in as follows:
[TABLE]
The CTS prolong gives a Lie superalgebra that is not simple with the property that and for all . The generating functions of are
[TABLE]
1.17. Defining relations of the positive parts of
and
For the presentations of the Lie superalgebras with Cartan matrix, see [GL1, BGL1]. The only nontrivial part of these relations are analogs of the Serre relations (both the straightforward ones and the ones different in shape). Here they are:
; .
\begin{array}[]{ll}1)&{{\left[\left[x_{1},\,x_{2}\right],\,\left[x_{2},\,\left[x_{1},\,x_{2}\right]\right]\right]}=0},\\ &{{\left[\left[x_{2},\,x_{2}\right],\,\left[\left[x_{1},\,x_{2}\right],\,\left[x_{2},\,x_{2}\right]\right]\right]}=0}.\end{array}
\begin{array}[]{ll}2)&\mathop{\mathrm{ad}}\nolimits_{x_{2}}^{3}(x_{1})=0,\\ &{{\left[\left[x_{1},\,x_{2}\right],\,\left[\left[x_{1},\,x_{2}\right],\,\left[x_{1},\,x_{2}\right]\right]\right]}=0},\\ &{{\left[\left[x_{2},\,\left[x_{1},\,x_{2}\right]\right],\,\left[\left[x_{1},\,x_{2}\right],\,\left[x_{2},\,\left[x_{1},\,x_{2}\right]\right]\right]\right]}=0}.\end{array}
\begin{array}[]{ll}3)&\mathop{\mathrm{ad}}\nolimits_{x_{1}}^{3}(x_{2})=0,\\ &[x_{2},[x_{1},[x_{1},x_{2}]]]-[[x_{1},x_{2}],[x_{1},x_{2}]]=0,\\ &[[x_{1},x_{2}],[x_{2},x_{2}]]=0.\end{array}
; .
\begin{array}[]{ll}1)&{{\left[\left[x_{2},\,\left[x_{1},\,x_{2}\right]\right],\,\left[x_{2},\,\left[x_{1},\,x_{2}\right]\right]\right]}={2\,\left[\left[x_{1},\,x_{2}\right],\,\left[\left[x_{1},\,x_{2}\right],\,\left[x_{2},\,x_{2}\right]\right]\right]}},\\ &{{\left[\left[x_{2},\,x_{2}\right],\,\left[\left[x_{1},\,x_{2}\right],\,\left[x_{2},\,x_{2}\right]\right]\right]}=0},\\ &{{\left[\left[x_{2},\,\left[x_{1},\,x_{2}\right]\right],\,\left[\left[x_{1},\,x_{2}\right],\,\left[x_{2},\,\left[x_{1},\,x_{2}\right]\right]\right]\right]}=0}.\end{array}
\begin{array}[]{ll}2\ )&\mathop{\mathrm{ad}}\nolimits_{x_{2}}^{4}(x_{1})=0,\\ &{{\left[\left[x_{2},\,\left[x_{1},\,x_{2}\right]\right],\,\left[x_{2},\,\left[x_{2},\,\left[x_{1},\,x_{2}\right]\right]\right]\right]}=0},\\ &{{\left[\left[\left[x_{1},\,x_{2}\right],\,\left[x_{1},\,x_{2}\right]\right],\,\left[\left[x_{1},\,x_{2}\right],\,\left[x_{2},\,\left[x_{1},\,x_{2}\right]\right]\right]\right]}=0}.\end{array}
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