A limit relation for entropy and channel capacity per unit cost
I. Csiszar, F. Hiai, D. Petz

TL;DR
This paper proves a conjecture relating entropy limits and relative entropy in quantum systems, utilizing two proofs—one analytic and one based on channel capacity—leading to broader generalizations.
Contribution
It provides the first proof of the conjecture for density matrices and clarifies the connection to classical-quantum channel capacity per unit cost.
Findings
Proven limit relation for entropy and relative entropy in quantum systems
Two distinct proofs: analytic using quantum law of large numbers and channel capacity approach
Generalizations of the original conjecture achieved
Abstract
In a quantum mechanical model, Diosi, Feldmann and Kosloff arrived at a conjecture stating that the limit of the entropy of certain mixtures is the relative entropy as system size goes to infinity. The conjecture is proven in this paper for density matrices. The first proof is analytic and uses the quantum law of large numbers. The second one clarifies the relation to channel capacity per unit cost for classical-quantum channels. Both proofs lead to generalization of the conjecture.
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A limit relation for entropy
and channel capacity per unit cost
Imre Csiszár111E-mail: [email protected]. Partially supported by the Hungarian Research Grant OTKA T068258.,4, Fumio Hiai222E-mail: [email protected]. Partially supported by Grant-in-Aid for Scientific Research (B)17340043.,5 and Dénes Petz333E-mail: [email protected]. Partially supported by the Hungarian Research Grant OTKA T068258.,4
4 Alfréd Rényi Institute of Mathematics,
H-1364 Budapest, POB 127, Hungary
5 Graduate School of Information Sciences, Tohoku University
Aoba-ku, Sendai 980-8579, Japan
Abstract: In a quantum mechanical model, Diósi, Feldmann and Kosloff arrived at a conjecture stating that the limit of the entropy of certain mixtures is the relative entropy as system size goes to infinity. The conjecture is proven in this paper for density matrices. The first proof is analytic and uses the quantum law of large numbers. The second one clarifies the relation to channel capacity per unit cost for classical-quantum channels. Both proofs lead to generalizations of the conjecture.
Key words: Shannon entropy, von Neumann entropy, relative entropy, capacity per unit cost, Holevo bound.
1 Introduction
It was conjectured by Diósi, Feldmann and Kosloff in [4], based on thermodynamical considerations, that the von Neumann entropy of a quantum state equal to a mixture
[TABLE]
exceeds the entropy of a component asymptotically by the Umegaki relative entropy , that is,
[TABLE]
as . Here and are density matrices acting on a finite dimensional Hilbert space. Recall that and
[TABLE]
Concerning the background of quantum entropy quantities, we refer to [10, 12].
Apparently no exact proof of (1) has been published even for the classical case, although for that case a heuristic proof is offered in [4].
In the paper first an analytic proof of (1) is given for the case , using an inequality between the Umegaki and the Belavkin-Staszewski relative entropies, and the weak law of large numbers in the quantum case. In the second part of the paper, it is clarified that the problem is related to the theory of classical-quantum channels. The essential observation is the fact that in the conjecture is a Holevo quantity (classical-quantum mutual information) for a certain channel for which the relative entropy emerges as the capacity per unit cost.
The two different proofs lead to two different generalizations of the conjecture.
2 An analytic proof of the conjecture
In this section we assume that for the support projections of and . One can simply compute:
[TABLE]
Hence the identity
[TABLE]
holds. It follows that the conjecture (1) is equivalent to the statement
[TABLE]
when .
Recall the Belavkin-Staszewski relative entropy
[TABLE]
if , where , see [1, 10]. It was proved by Hiai and Petz that
[TABLE]
see [6], or Proposition 7.11 in [10].
Theorem 1**.**
If , then as .
Proof: We want to use the quantum law of large numbers, see Proposition 1.17 in [10]. Assume that and are density matrices and we may suppose that is invertible. Due to the GNS-construction with respect to the limit of the product states on the -fold tensor product , , all finite tensor products are embedded into a von Neumann algebra acting on a Hilbert space . If denotes the right shift and , then is written as
[TABLE]
By inequality (2), we get
[TABLE]
where is the cyclic vector in the GNS-construction.
The law of large numbers gives
[TABLE]
in the strong operator topology in , since .
Since the continuous functional calculus preserves the strong convergence (simply due to approximation by polynomials on a compact set), we obtain
[TABLE]
This shows that the upper bound (3) converges to 0 and the proof is complete. ∎
By the same proof one can obtain that for
[TABLE]
the limit relation
[TABLE]
holds as when is fixed.
In the next theorem we treat the probabilistic case in a matrix language. The proof includes the case when is not true. Those readers who are not familiar with the quantum setting of the previous theorem are suggested to follow the arguments below.
Theorem 2**.**
Assume that and are commuting density matrices. Then as .
Proof: We may assume that and are diagonal matrices, and . (We may consider in a matrix algebra of bigger size if is invertible.) If , then ; this will be called the regular case. When is not true, we may assume that and we refer to the singular case.
The eigenvalues of correspond to elements of :
[TABLE]
We divide the eigenvalues in three different groups as follows:
- (a)
corresponds to with ,
- (b)
corresponds to which contains exactly one ,
- (c)
is the rest of the eigenvalues.
If the eigenvalue (5) is in group , then it is
[TABLE]
First we compute
[TABLE]
Below the summations are over :
[TABLE]
where
[TABLE]
Consider a probability space
[TABLE]
where is the product of the measure on with the distribution . For each let be a random variable on depending on the th so that the value of at is . Then are identically distributed independent random variables and is the expectation value of
[TABLE]
The strong law of large numbers says that
[TABLE]
Since is uniformly bounded, the Lebesgue bounded convergence theorem implies that
[TABLE]
as .
In the regular case , and all non-zero eigenvalues are in group . Hence we have
[TABLE]
and the statement is clear.
Next we consider the singular case, when we have
[TABLE]
and we turn to eigenvalues in . If the eigenvalue corresponding to is in group and , then the eigenvalue is
[TABLE]
It follows that
[TABLE]
When , we get the same quantity, so this should be multiplied with :
[TABLE]
We make a lower estimate to the entropy of in such a way that we compute when runs over and . It is clear now that
[TABLE]
as .∎
3 Interpretation as capacity
A classical-quantum channel with classical input alphabet transfers the input into the output which is a density matrix acting on a Hilbert space . We restrict ourselves to the case when is finite and is finite dimensional.
If a classical random variable is chosen to be the input, with probability distribution , then the corresponding output is the quantum state . When a measurement is performed on the output quantum system, it gives rise to an output random variable which is jointly distributed with the input . If a partition of unity in describes the measurement, then
[TABLE]
According to the Holevo bound, we have
[TABLE]
which is actually a simple consequence of the monotonicity of the relative entropy under state transformation [7], see also [11]. is the so-called Holevo quantity or classical-quantum mutual information, and it satisfies the identity
[TABLE]
where is an arbitrary density.
The channel is used to transfer sequences from the classical alphabet; is transferred into the quantum state . A code for the channel is defined by a subset , which is called a codeword set. The decoder is a measurement . The probability of error is , where is the input random variable uniformly distributed on and the output random variable is determined by (6), where and are replaced by and .
The essential observation is the fact that in the conjecture is a Holevo quantity in case of a channel with input sequences and outputs , where , and the codewords are all sequences containing exactly one 0. More generally, we shall consider Holevo quantities
[TABLE]
defined for any set of binary sequences of length .
The concept related to the conjecture we study is the channel capacity per unit cost which is defined next for simplicity only in the case where , the cost of a character is 1, while the cost of is 0.
For a memoryless channel with a binary input alphabet and an , a number is called an -achievable rate per unit cost if for every and for any sufficiently large , there exists a code of length with at least codewords such that each of the codewords contains at most 0’s and the error probability is at most . The largest which is an -achievable per unit cost for every is the channel capacity per unit cost.
Lemma 1**.**
For an arbitrary ,
[TABLE]
holds, where
[TABLE]
Proof: Let for . Since is a particular Holevo quantity , we can use the identity (8) to get an upper bound
[TABLE]
for . ∎
Lemma 2**.**
If is a code of the channel , whose probability of error for some decoding scheme does not exceed a given , then
[TABLE]
Proof: The right-hand side is a bound for the classical mutual information , where is the channel output, see (7). Since the error probability is smaller than , application of the Fano inequality (see [3]) gives
[TABLE]
Therefore
[TABLE]
and the proof is complete. ∎
The above two lemmas shows that the relative entropy is an upper bound for the channel capacity per unit cost of the channel and with a binary input alphabet. In fact, assume that is an -achievable rate. For every and there is a code for which we get by Lemmas 1 and 2
[TABLE]
Since is arbitrarily large and are arbitrarily small, follows. That equals the channel capacity per unit cost will be verified below.
Theorem 3**.**
Let the classical-quantum channel be defined as and . Assume that is chosen such that
- (a)
each element contains at most copies of 0,
- (b)
* as ,*
- (c)
[TABLE]
for some real number and for some natural number . If the random variable has a uniform distribution on , then
[TABLE]
The proof of the theorem is divided into lemmas. We need the direct part of the so-called quantum Stein lemma obtained in [6], see also [2, 5, 9, 12].
Lemma 3**.**
Let and be density matrices. For every and , if is sufficiently large, then there is a projection such that
[TABLE]
and for the estimate
[TABLE]
holds.
Note that is called the error of the first kind, while is the error of the second kind.
Lemma 4**.**
Assume that , , is a positive integer and the sequences in contain at most copies of 0. Let the codewords be the -fold repetitions of the sequences . If is the integer part of
[TABLE]
and is large enough, then there is a decoding scheme such that the error probability is smaller than .
Proof: We follow the probabilistic construction in [13]. Let the codewords be the -fold repetitions of the sequences . The corresponding output density matrices act on the Hilbert space . We decompose this Hilbert space into an -fold product in a different way. For each , let be the tensor product of the factors . So is identified with .
For each we perform a hypothesis testing on the Hilbert space . The 0-hypothesis is that the th component of the actually chosen is [math]. Based on the channel outputs at time instances , the 0-hypothesis is tested against the alternative hypothesis that the th component of is . According to the quantum Stein lemma (Lemma 3), given any and , for sufficiently large, there exists a test such that the probability of error of the first kind is smaller than , while the probability of error of the second kind is smaller than . The projections and form a partition of unity in the Hilbert space , and the -fold tensor product of these commuting projection will give a partition of unity in . Let and set , where if and if . Therefore, the result of decoding can be an arbitrary [math]– sequence in .
The decoding scheme gives in such a way that if the tests accepted the 0-hypothesis for and if the alternative was accepted. The error probability should be estimated:
[TABLE]
If , then
[TABLE]
because it is an error of the first kind. When ,
[TABLE]
from the error of the second kind. It follows that is a bound for the error probability. The first term will be small if is small. The second term will be small if is large enough. If both terms are majorized by , then the statement of the lemma holds. We can choose so large that defined by the statement should be large enough. ∎
Proof of Theorem 3: Since Lemma 1 gives an upper bound, that is,
[TABLE]
it remains to prove that
[TABLE]
Lemma 4 is about the -times repeated input and describes a decoding scheme with error probability at most . According to Lemma 2 we have
[TABLE]
From the subadditivity of the entropy we have
[TABLE]
and
[TABLE]
holds due to the additivity for product. It follows that
[TABLE]
From the choice of in Lemma 4 we have
[TABLE]
and the lower bound is arbitrarily close to . Since was arbitrary, the proof is complete. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 3[3] T. M. Cover and J. A. Thomas, Elements of Information Theory , Second edition, Wiley-Interscience, Hoboken, NJ, 2006.
- 4[4] L. Diósi, T. Feldmann and R. Kosloff, On the exact identity between thermodynamic and informatic entropies in a unitary model of friction, Int. J. Quantum Information, 4 (2006), 99–104.
- 5[5] M. Hayashi, Quantum information. An introduction , Springer, 2006.
- 6[6] F. Hiai and D. Petz, The proper formula for relative entropy and its asymptotics in quantum probability, Comm. Math. Phys. 143 (1991), 99–114.
- 7[7] A.S. Holevo, Some estimates for the amount of information transmittable by a quantum communication channel (in Russian), Problemy Peredachi Informacii, 9 (1973), 3–11.
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